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2 PRECIS P. Saint-Andre
3 Internet-Draft Cisco Systems, Inc.
4 Obsoletes: 4013 (if approved) A. Melnikov
5 Intended status: Standards Track Isode Ltd
6 Expires: September 28, 2013 March 27, 2013
8 Preparation and Comparison of Internationalized Strings Representing
9 Simple User Names and Passwords
10 draft-ietf-precis-saslprepbis-01
12 Abstract
14 This document describes how to handle Unicode strings representing
15 simple user names and passwords, primarily for purposes of
16 comparison. This profile is intended to be used by Simple
17 Authentication and Security Layer (SASL) mechanisms (such as PLAIN
18 and SCRAM-SHA-1), as well as other protocols that exchange simple
19 user names or passwords. This document obsoletes RFC 4013.
21 Status of This Memo
23 This Internet-Draft is submitted in full conformance with the
24 provisions of BCP 78 and BCP 79.
26 Internet-Drafts are working documents of the Internet Engineering
27 Task Force (IETF). Note that other groups may also distribute
28 working documents as Internet-Drafts. The list of current Internet-
29 Drafts is at http://datatracker.ietf.org/drafts/current/.
31 Internet-Drafts are draft documents valid for a maximum of six months
32 and may be updated, replaced, or obsoleted by other documents at any
33 time. It is inappropriate to use Internet-Drafts as reference
34 material or to cite them other than as "work in progress."
36 This Internet-Draft will expire on September 28, 2013.
38 Copyright Notice
40 Copyright (c) 2013 IETF Trust and the persons identified as the
41 document authors. All rights reserved.
43 This document is subject to BCP 78 and the IETF Trust's Legal
44 Provisions Relating to IETF Documents
45 (http://trustee.ietf.org/license-info) in effect on the date of
46 publication of this document. Please review these documents
47 carefully, as they describe your rights and restrictions with respect
48 to this document. Code Components extracted from this document must
49 include Simplified BSD License text as described in Section 4.e of
50 the Trust Legal Provisions and are provided without warranty as
51 described in the Simplified BSD License.
53 Table of Contents
55 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 2
56 1.1. Overview . . . . . . . . . . . . . . . . . . . . . . . . 2
57 1.2. Terminology . . . . . . . . . . . . . . . . . . . . . . . 3
58 2. Simple User Names . . . . . . . . . . . . . . . . . . . . . . 4
59 2.1. Definition . . . . . . . . . . . . . . . . . . . . . . . 4
60 2.2. Preparation . . . . . . . . . . . . . . . . . . . . . . . 5
61 3. Passwords . . . . . . . . . . . . . . . . . . . . . . . . . . 5
62 3.1. Definition . . . . . . . . . . . . . . . . . . . . . . . 5
63 3.2. Preparation . . . . . . . . . . . . . . . . . . . . . . . 6
64 4. Migration . . . . . . . . . . . . . . . . . . . . . . . . . . 6
65 4.1. User Names . . . . . . . . . . . . . . . . . . . . . . . 7
66 4.2. Passwords . . . . . . . . . . . . . . . . . . . . . . . . 8
67 5. Security Considerations . . . . . . . . . . . . . . . . . . . 9
68 5.1. Password/Passphrase Strength . . . . . . . . . . . . . . 9
69 5.2. Reuse of PRECIS . . . . . . . . . . . . . . . . . . . . . 9
70 5.3. Reuse of Unicode . . . . . . . . . . . . . . . . . . . . 9
71 6. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 9
72 6.1. Use of IdentifierClass . . . . . . . . . . . . . . . . . 9
73 6.2. Use of FreeformClass . . . . . . . . . . . . . . . . . . 10
74 7. Open Issues . . . . . . . . . . . . . . . . . . . . . . . . . 10
75 8. References . . . . . . . . . . . . . . . . . . . . . . . . . 10
76 8.1. Normative References . . . . . . . . . . . . . . . . . . 10
77 8.2. Informative References . . . . . . . . . . . . . . . . . 11
78 Appendix A. Differences from RFC 4013 . . . . . . . . . . . . . 12
79 Appendix B. Acknowledgements . . . . . . . . . . . . . . . . . . 12
80 Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 12
82 1. Introduction
84 1.1. Overview
86 User names and passwords are used pervasively in authentication and
87 authorization on the Internet. To increase the likelihood that the
88 input and comparison of user names and passwords will work in ways
89 that make sense for typical users throughout the world, this document
90 defines rules for preparing and comparing internationalized strings
91 that represent simple user names and passwords. (In many
92 authentication technologies passwords are not directly compared
93 because the actual password is used as input to an algorithm such as
94 a hash function; however, non-ASCII code points in the input string
95 still need to be handled correctly.)
96 The algorithms defined in this document assume that all strings are
97 comprised of characters from the Unicode character set [UNICODE].
99 The algorithms are designed for use in Simple Authentication and
100 Security Layer (SASL) [RFC4422] mechanisms, such as PLAIN [RFC4616]
101 and SCRAM-SHA-1 [RFC5802]. However, they might be applicable
102 wherever simple user names or passwords are used. This profile is
103 not intended for use in preparing strings that are not simple user
104 names (e.g., email addresses, DNS domain names, LDAP distinguished
105 names), nor in cases where identifiers or secrets are not strings
106 (e.g., keys or certificates) or require different handling (e.g.,
107 case folding).
109 This document builds upon the PRECIS framework defined in
110 [FRAMEWORK], which differs fundamentally from the stringprep
111 technology [RFC3454] used in SASLprep [RFC4013]. The primary
112 difference is that stringprep profiles allowed all characters except
113 those which were explicitly disallowed, whereas PRECIS profiles
114 disallow all characters except those which are explicitly allowed
115 (this "inclusion model" was originally used for internationalized
116 domain names in [RFC5891]; see [RFC5894] for further discussion). It
117 is important to keep this distinction in mind when comparing the
118 technology defined in this document to SASLprep [RFC4013].
120 This document obsoletes RFC 4013.
122 1.2. Terminology
124 Many important terms used in this document are defined in
125 [FRAMEWORK], [RFC4422], [RFC5890], [RFC6365], and [UNICODE]. The
126 term "non-ASCII space" refers to any Unicode code point with a
127 general category of "Zs", with the exception of U+0020 (here called
128 "ASCII space").
130 As used here, the term "password" is not literally limited to a word;
131 i.e., a password could be a passphrase consisting of more than one
132 word, perhaps separated by spaces or other such characters.
134 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
135 "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
136 "OPTIONAL" in this document are to be interpreted as described in
137 [RFC2119].
139 2. Simple User Names
141 2.1. Definition
143 Some SASL mechanisms (e.g., CRAM-MD5, DIGEST-MD5, and SCRAM) specify
144 that the authentication identity used in the context of such
145 mechanisms is a "simple user name" (see Section 2 of [RFC4422] as
146 well as [RFC4013]). However, the exact form of a simple user name in
147 any particular mechanism or deployment thereof is a local matter, and
148 a simple user name does not necessarily map to an application
149 identifier such as the localpart of an email address.
151 For purposes of preparation and comparison of authentication
152 identities, this document specifies that a simple user name is a
153 string of Unicode code points [UNICODE], encoded using UTF-8
154 [RFC3629], and structured either as an ordered sequence of
155 "simpleparts" (where the complete simple user name can consist of a
156 single simplepart or a space-separated sequence of simpleparts) or as
157 a simplepart@domainpart (where the domainpart is an IP literal, an
158 IPv4 address, or a fully-qualified domain name).
160 Therefore the syntax for a simple user name is defined as follows
161 using the Augmented Backus-Naur Form (ABNF) as specified in
162 [RFC5234].
164 simpleusername = simplepart [1*(1*SP simplepart)]
165 / simplepart '@' domainpart
166 simplepart = 1*(idpoint)
167 ;
168 ; an "idpoint" is a UTF-8 encoded
169 ; Unicode code point that conforms to
170 ; the PRECIS "IdentifierClass"
171 ;
172 domainpart = IP-literal / IPv4address / ifqdn
173 ;
174 ; the "IPv4address" and "IP-literal"
175 ; rules are defined in RFC 3986, and
176 ; the first-match-wins (a.k.a. "greedy")
177 ; algorithm described in RFC 3986
178 ; applies to the matching process
179 ;
180 ; note well that reuse of the IP-literal
181 ; rule from RFC 3986 implies that IPv6
182 ; addresses are enclosed in square
183 ; brackets (i.e., beginning with '['
184 ; and ending with ']')
185 ;
186 ifqdn = 1*1023(domainpoint)
187 ;
188 ; a "domainpoint" is a UTF-8 encoded
189 ; Unicode code point that conforms to
190 ; RFC 5890
191 ;
193 Note well that all code points and blocks not explicitly allowed in
194 the PRECIS IdentifierClass are disallowed; this includes private use
195 characters, surrogate code points, and the other code points and
196 blocks defined as "Prohibited Output" in Section 2.3 of RFC 4013.
198 Note also that common constructions such as "user@example.com" are
199 allowed as simple user names when using software that conforms to
200 this specification, as they were under [RFC4013].
202 2.2. Preparation
204 A simple user name MUST NOT be zero bytes in length. This rule is to
205 be enforced after any normalization and mapping of code points.
207 Each simplepart of a simple user name MUST conform to the definition
208 of the PRECIS IdentifierClass provided in [FRAMEWORK], where the
209 normalization, casemapping, and directionality rules are as described
210 below.
212 1. Unicode Normalization Form C (NFC) MUST be applied to all
213 characters.
215 2. Uppercase and titlecase characters MUST be mapped to their
216 lowercase equivalents.
218 3. Additional mappings MAY be applied, such as those defined in
219 [I-D.ietf-precis-mappings].
221 With regard to directionality, the "Bidi Rule" provided in [RFC5893]
222 applies.
224 3. Passwords
226 3.1. Definition
228 For purposes of preparation and comparison of passwords, this
229 document specifies that a password is a string of Unicode code points
230 [UNICODE], encoded using UTF-8 [RFC3629], and conformant to the
231 PRECIS FreeformClass.
233 Therefore the syntax for a password is defined as follows using the
234 Augmented Backus-Naur Form (ABNF) as specified in [RFC5234].
236 password = 1*(freepoint)
237 ;
238 ; a "freepoint" is a UTF-8 encoded
239 ; Unicode code point that conforms to
240 ; the PRECIS "FreeformClass"
241 ;
243 Note well that all code points and blocks not explicitly allowed in
244 the PRECIS FreeformClass are disallowed; this includes private use
245 characters, surrogate code points, and the other code points and
246 blocks defined as "Prohibited Output" in Section 2.3 of RFC 4013.
248 3.2. Preparation
250 A password MUST NOT be zero bytes in length. This rule is to be
251 enforced after any normalization and mapping of code points.
253 A password MUST be treated as follows, where the operations specified
254 MUST be completed in the order shown:
256 1. Apply Unicode Normalization Form C (NFC) to all characters.
258 2. Map any instances of non-ASCII space to ASCII space (U+0020).
260 3. Ensure that the resulting string conforms to the definition of
261 the PRECIS FreeformClass.
263 With regard to directionality, the "Bidi Rule" (defined in [RFC5893])
264 and similar rules are unnecessary and inapplicable to passwords,
265 since they can reduce the range of characters that are allowed in a
266 string and therefore reduce the amount of entropy that is possible in
267 a password. Furthermore, such rules are intended to minimize the
268 possibility that the same string will be displayed differently on a
269 system set for right-to-left display and a system set for left-to-
270 right display; however, passwords are typically not displayed at all
271 and are rarely meant to be interoperable across different systems in
272 the way that non-secret strings like domain names and user names are.
274 4. Migration
276 The rules defined in this specification differ slightly from those
277 defined by the SASLprep specification [RFC4013]. The following
278 sections describe these differences, along with their implications
279 for migration, in more detail.
281 4.1. User Names
283 Deployments that currently use SASLprep for handling user names might
284 need to scrub existing data when migrating to use of the rules
285 defined in this specification. In particular:
287 o SASLprep specified the use of Unicode Normalization Form KC
288 (NFKC), whereas this usage of the PRECIS IdentifierClass employs
289 Unicode Normalization Form C (NFC). In practice this change is
290 unlikely to cause significant problems, because NFKC provides
291 methods for mapping Unicode code points with compatibility
292 equivalents to those equivalents, whereas the PRECIS
293 IdentifierClass entirely disallows Unicode code points with
294 compatibility equivalents (i.e., during comparison NFKC is more
295 "aggressive" about finding matches than is NFC). A few examples
296 might suffice to indicate the nature of the problem: (1) U+017F
297 LATIN SMALL LETTER LONG S is compatibility equivalent to U+0073
298 LATIN SMALL LETTER S (2) U+2163 ROMAN NUMERAL FOUR is
299 compatibility equivalent to U+0049 LATIN CAPITAL LETTER I and
300 U+0056 LATIN CAPITAL LETTER V (3) U+FB01 LATIN SMALL LIGATURE FI
301 is compatibility equivalent to U+0066 LATIN SMALL LETTER F and
302 U+0069 LATIN SMALL LETTER I. Under SASLprep, the use of NFKC also
303 handled the mapping of fullwidth and halfwidth code points to
304 their decomposition equivalents (see [I-D.ietf-precis-mappings]).
305 Although it is expected that code points with compatibility
306 equivalents are rare in existing user names, for migration
307 purposes deployments might want to search their database of user
308 names for Unicode code points with compatibility equivalents and
309 map those code points to their compatibility equivalents.
311 o SASLprep mapped non-ASCII spaces to ASCII space (U+0020), whereas
312 the PRECIS IdentifierClass entirely disallows non-ASCII spaces.
313 The non-ASCII space characters are U+00A0 NO-BREAK SPACE, U+1680
314 OGHAM SPACE MARK, U+180E MONGOLIAN VOWEL SEPARATOR, U+2000 EN QUAD
315 through U+200A HAIR SPACE, U+202F NARROW NO-BREAK SPACE, U+205F
316 MEDIUM MATHEMATICAL SPACE, and U+3000 IDEOGRAPHIC SPACE. For
317 migration purposes, deployments might want to convert non-ASCII
318 space characters to ASCII space in simple user names.
320 o SASLprep mapped the "characters commonly mapped to nothing" from
321 Appendix B.1 of [RFC3454]) to nothing, whereas the PRECIS
322 IdentifierClass entirely disallows most of these characters, which
323 correspond to the code points from the "M" category defined under
324 Section 6.13 of [FRAMEWORK] (with the exception of U+1806
325 MONGOLIAN TODO SOFT HYPHEN, which was "commonly mapped to nothing"
326 in Unicode 3.2 but at the time of this writing does not have a
327 derived property of Default_Ignorable_Code_Point in Unicode 6.1).
328 For migration purposes, deployments might want to remove code
329 points contained in the PRECIS "M" category from simple user
330 names.
332 o SASLprep allowed uppercase and titlecase characters, whereas this
333 usage of the PRECIS IdentifierClass maps uppercase and titlecase
334 characters to their lowercase equivalents. For migration
335 purposes, deployments can either convert uppercase and titlecase
336 characters to their lowercase equivalents in simple user names
337 (thus losing the case information) or preserve uppercase and
338 titlecase characters and ignore the case difference when comparing
339 simple user names.
341 4.2. Passwords
343 Depending on local service policy, migration from RFC 4013 to this
344 specification might not involve any scrubbing of data (since
345 passwords might not be stored in the clear anyway); however, service
346 providers need to be aware of possible issues that might arise during
347 migration. In particular:
349 o SASLprep specified the use of Unicode Normalization Form KC
350 (NFKC), whereas this usage of the PRECIS FreeformClass employs
351 Unicode Normalization Form C (NFC). Because NFKC is more
352 aggressive about finding matches than NFC, in practice this change
353 is unlikely to cause significant problems and indeed has the
354 security benefit of probably resulting in fewer false positives
355 when comparing passwords. A few examples might suffice to
356 indicate the nature of the problem: (1) U+017F LATIN SMALL LETTER
357 LONG S is compatibility equivalent to U+0073 LATIN SMALL LETTER S
358 (2) U+2163 ROMAN NUMERAL FOUR is compatibility equivalent to
359 U+0049 LATIN CAPITAL LETTER I and U+0056 LATIN CAPITAL LETTER V
360 (3) U+FB01 LATIN SMALL LIGATURE FI is compatibility equivalent to
361 U+0066 LATIN SMALL LETTER F and U+0069 LATIN SMALL LETTER I.
362 Under SASLprep, the use of NFKC also handled the mapping of
363 fullwidth and halfwidth code points to their decomposition
364 equivalents (see [I-D.ietf-precis-mappings]). Although it is
365 expected that code points with compatibility equivalents are rare
366 in existing passwords, some passwords that matched when SASLprep
367 was used might no longer work when the rules in this specification
368 are applied.
370 o SASLprep mapped the "characters commonly mapped to nothing" from
371 Appendix B.1 of [RFC3454]) to nothing, whereas the PRECIS
372 FreeformClass entirely disallows such characters, which correspond
373 to the code points from the "M" category defined under
374 Section 6.13 of [FRAMEWORK] (with the exception of U+1806
375 MONGOLIAN TODO SOFT HYPHEN, which was commonly mapped to nothing
376 in Unicode 3.2 but at the time of this writing is allowed by
377 Unicode 6.1). In practice, this change will probably have no
378 effect on comparison, but user-oriented software might reject such
379 code points instead of ignoring them during password preparation.
381 5. Security Considerations
383 5.1. Password/Passphrase Strength
385 The ability to include a wide range of characters in passwords and
386 passphrases can increase the potential for creating a strong password
387 with high entropy. However, in practice, the ability to include such
388 characters ought to be weighed against the possible need to reproduce
389 them on various devices using various input methods.
391 5.2. Reuse of PRECIS
393 The security considerations described in [FRAMEWORK] apply to the
394 "IdentifierClass" and "FreeformClass" base string classes used in
395 this document for simple user names and passwords, respectively.
397 5.3. Reuse of Unicode
399 The security considerations described in [UTR39] apply to the use of
400 Unicode characters in user names and passwords.
402 6. IANA Considerations
404 6.1. Use of IdentifierClass
406 The IANA shall add an entry to the PRECIS Usage Registry for reuse of
407 the PRECIS IdentifierClass in SASL, as follows:
409 Applicability: Usernames in SASL and Kerberos.
411 Base Class: IdentifierClass.
413 Subclass: No.
415 Replaces: The SASLprep profile of Stringprep.
417 Normalization: NFC.
419 Casemapping: Map uppercase and titlecase characters to lowercase.
421 Additional Mappings: None.
423 Directionality: The "Bidi Rule" defined in RFC 5893 applies.
425 Specification: RFC XXXX. [Note to RFC Editor: please change XXXX to
426 the number issued for this specification.]
428 6.2. Use of FreeformClass
430 The IANA shall add an entry to the PRECIS Usage Registry for reuse of
431 the PRECIS FreeformClass in SASL, as follows:
433 Applicability: Passwords in SASL and Kerberos.
435 Base Class: FreeformClass
437 Subclass: No.
439 Replaces: The SASLprep profile of Stringprep.
441 Normalization: NFC.
443 Casemapping: None.
445 Additional Mappings: Map non-ASCII space characters to ASCII space.
447 Directionality: None.
449 Specification: RFC XXXX. [Note to RFC Editor: please change XXXX to
450 the number issued for this specification.]
452 7. Open Issues
454 We need to compare the output obtained when applying the new rules
455 with Unicode 3.2 and Unicode 6.1 data to the output obtained when
456 applying the SASLprep rules with Unicode 3.2 data, then make sure
457 that the PRECIS Working Group and KITTEN Working Group are
458 comfortable with any changes to the Unicode characters that are
459 allowed and disallowed. (See also the migration issues described
460 under Section 4.)
462 8. References
464 8.1. Normative References
466 [FRAMEWORK]
467 Saint-Andre, P. and M. Blanchet, "Precis Framework:
468 Handling Internationalized Strings in Protocols", draft-
469 ietf-precis-framework-07 (work in progress), March 2013.
471 [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
472 Requirement Levels", BCP 14, RFC 2119, March 1997.
474 [RFC3629] Yergeau, F., "UTF-8, a transformation format of ISO
475 10646", STD 63, RFC 3629, November 2003.
477 [RFC5234] Crocker, D. and P. Overell, "Augmented BNF for Syntax
478 Specifications: ABNF", STD 68, RFC 5234, January 2008.
480 [UNICODE] The Unicode Consortium, "The Unicode Standard, Version
481 6.1", 2012,
482 .
484 8.2. Informative References
486 [I-D.ietf-precis-mappings]
487 YONEYA, Y. and T. NEMOTO, "Mapping characters for PRECIS
488 classes", draft-ietf-precis-mappings-01 (work in
489 progress), December 2012.
491 [RFC3454] Hoffman, P. and M. Blanchet, "Preparation of
492 Internationalized Strings ("stringprep")", RFC 3454,
493 December 2002.
495 [RFC4013] Zeilenga, K., "SASLprep: Stringprep Profile for User Names
496 and Passwords", RFC 4013, February 2005.
498 [RFC4422] Melnikov, A., Ed. and K. Zeilenga, Ed., "Simple
499 Authentication and Security Layer (SASL)", RFC 4422, June
500 2006.
502 [RFC4616] Zeilenga, K., "The PLAIN Simple Authentication and
503 Security Layer (SASL) Mechanism", RFC 4616, August 2006.
505 [RFC5802] Newman, C., Menon-Sen, A., Melnikov, A., and N. Williams,
506 "Salted Challenge Response Authentication Mechanism
507 (SCRAM) SASL and GSS-API Mechanisms", RFC 5802, July 2010.
509 [RFC5890] Klensin, J., "Internationalized Domain Names for
510 Applications (IDNA): Definitions and Document Framework",
511 RFC 5890, August 2010.
513 [RFC5891] Klensin, J., "Internationalized Domain Names in
514 Applications (IDNA): Protocol", RFC 5891, August 2010.
516 [RFC5893] Alvestrand, H. and C. Karp, "Right-to-Left Scripts for
517 Internationalized Domain Names for Applications (IDNA)",
518 RFC 5893, August 2010.
520 [RFC5894] Klensin, J., "Internationalized Domain Names for
521 Applications (IDNA): Background, Explanation, and
522 Rationale", RFC 5894, August 2010.
524 [RFC6365] Hoffman, P. and J. Klensin, "Terminology Used in
525 Internationalization in the IETF", BCP 166, RFC 6365,
526 September 2011.
528 [UTR39] The Unicode Consortium, "Unicode Technical Report #39:
529 Unicode Security Mechanisms", August 2010,
530 .
532 Appendix A. Differences from RFC 4013
534 The following substantive modifications were made from RFC 4013.
536 o A single SASLprep algorithm was replaced by two separate
537 algorithms: one for simple user names and another for passwords.
539 o The new preparation algorithms use PRECIS instead of a stringprep
540 profile. The new algorithms work independenctly of Unicode
541 versions.
543 o As recommended in the PRECIS framwork, changed the Unicode
544 normalization form from NFKC to NFC.
546 o Some Unicode code points that were mapped to nothing in RFC 4013
547 are simply disallowed by PRECIS.
549 Appendix B. Acknowledgements
551 Thanks to Yoshiro YONEYA and Takahiro NEMOTO for implementation
552 feedback. Thanks also to Marc Blanchet, Joe Hildebrand, Alan DeKok,
553 Simon Josefsson, Jonathan Lennox, Matt Miller, Chris Newman, Pete
554 Resnick, Andrew Sullivan, and Nico Williams for their input.
556 This document borrows some text from RFC 4013 and RFC 6120.
558 Authors' Addresses
560 Peter Saint-Andre
561 Cisco Systems, Inc.
562 1899 Wynkoop Street, Suite 600
563 Denver, CO 80202
564 USA
566 Phone: +1-303-308-3282
567 Email: psaintan@cisco.com
568 Alexey Melnikov
569 Isode Ltd
570 5 Castle Business Village
571 36 Station Road
572 Hampton, Middlesex TW12 2BX
573 UK
575 Email: Alexey.Melnikov@isode.com