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Run idnits with the --verbose option for more detailed information about the items above. -------------------------------------------------------------------------------- 2 Network Working Group J. Klensin 3 Internet-Draft October 25, 2009 4 Intended status: Informational 5 Expires: April 28, 2010 7 Internationalized Domain Names for Applications (IDNA): Background, 8 Explanation, and Rationale 9 draft-ietf-idnabis-rationale-14.txt 11 Status of this Memo 13 This Internet-Draft is submitted to IETF in full conformance with the 14 provisions of BCP 78 and BCP 79. This document may contain material 15 from IETF Documents or IETF Contributions published or made publicly 16 available before November 10, 2008. The person(s) controlling the 17 copyright in some of this material may not have granted the IETF 18 Trust the right to allow modifications of such material outside the 19 IETF Standards Process. Without obtaining an adequate license from 20 the person(s) controlling the copyright in such materials, this 21 document may not be modified outside the IETF Standards Process, and 22 derivative works of it may not be created outside the IETF Standards 23 Process, except to format it for publication as an RFC or to 24 translate it into languages other than English. 26 Internet-Drafts are working documents of the Internet Engineering 27 Task Force (IETF), its areas, and its working groups. Note that 28 other groups may also distribute working documents as Internet- 29 Drafts. 31 Internet-Drafts are draft documents valid for a maximum of six months 32 and may be updated, replaced, or obsoleted by other documents at any 33 time. It is inappropriate to use Internet-Drafts as reference 34 material or to cite them other than as "work in progress." 36 The list of current Internet-Drafts can be accessed at 37 http://www.ietf.org/ietf/1id-abstracts.txt. 39 The list of Internet-Draft Shadow Directories can be accessed at 40 http://www.ietf.org/shadow.html. 42 This Internet-Draft will expire on April 28, 2010. 44 Copyright Notice 46 Copyright (c) 2009 IETF Trust and the persons identified as the 47 document authors. All rights reserved. 49 This document is subject to BCP 78 and the IETF Trust's Legal 50 Provisions Relating to IETF Documents in effect on the date of 51 publication of this document (http://trustee.ietf.org/license-info). 52 Please review these documents carefully, as they describe your rights 53 and restrictions with respect to this document. 55 Abstract 57 Several years have passed since the original protocol for 58 Internationalized Domain Names (IDNs) was completed and deployed. 59 During that time, a number of issues have arisen, including the need 60 to update the system to deal with newer versions of Unicode. Some of 61 these issues require tuning of the existing protocols and the tables 62 on which they depend. This document provides an overview of a 63 revised system and provides explanatory material for its components. 65 Table of Contents 67 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 5 68 1.1. Context and Overview . . . . . . . . . . . . . . . . . . . 5 69 1.2. Discussion Forum . . . . . . . . . . . . . . . . . . . . . 6 70 1.3. Terminology . . . . . . . . . . . . . . . . . . . . . . . 6 71 1.3.1. DNS "Name" Terminology . . . . . . . . . . . . . . . . 6 72 1.3.2. New Terminology and Restrictions . . . . . . . . . . . 7 73 1.4. Objectives . . . . . . . . . . . . . . . . . . . . . . . . 7 74 1.5. Applicability and Function of IDNA . . . . . . . . . . . . 8 75 1.6. Comprehensibility of IDNA Mechanisms and Processing . . . 9 76 2. Processing in IDNA2008 . . . . . . . . . . . . . . . . . . . . 10 77 3. Permitted Characters: An Inclusion List . . . . . . . . . . . 10 78 3.1. A Tiered Model of Permitted Characters and Labels . . . . 11 79 3.1.1. PROTOCOL-VALID . . . . . . . . . . . . . . . . . . . . 11 80 3.1.2. CONTEXTUAL RULE REQUIRED . . . . . . . . . . . . . . . 12 81 3.1.2.1. Contextual Restrictions . . . . . . . . . . . . . 12 82 3.1.2.2. Rules and Their Application . . . . . . . . . . . 13 83 3.1.3. DISALLOWED . . . . . . . . . . . . . . . . . . . . . . 13 84 3.1.4. UNASSIGNED . . . . . . . . . . . . . . . . . . . . . . 14 85 3.2. Registration Policy . . . . . . . . . . . . . . . . . . . 14 86 3.3. Layered Restrictions: Tables, Context, Registration, 87 Applications . . . . . . . . . . . . . . . . . . . . . . . 15 88 4. Issues that Constrain Possible Solutions . . . . . . . . . . . 16 89 4.1. Display and Network Order . . . . . . . . . . . . . . . . 16 90 4.2. Entry and Display in Applications . . . . . . . . . . . . 17 91 4.3. Linguistic Expectations: Ligatures, Digraphs, and 92 Alternate Character Forms . . . . . . . . . . . . . . . . 19 93 4.4. Case Mapping and Related Issues . . . . . . . . . . . . . 21 94 4.5. Right to Left Text . . . . . . . . . . . . . . . . . . . . 22 95 5. IDNs and the Robustness Principle . . . . . . . . . . . . . . 22 96 6. Front-end and User Interface Processing for Lookup . . . . . . 23 97 7. Migration from IDNA2003 and Unicode Version Synchronization . 25 98 7.1. Design Criteria . . . . . . . . . . . . . . . . . . . . . 25 99 7.1.1. Summary and Discussion of IDNA Validity Criteria . . . 25 100 7.1.2. Labels in Registration . . . . . . . . . . . . . . . . 26 101 7.1.3. Labels in Lookup . . . . . . . . . . . . . . . . . . . 27 102 7.2. Changes in Character Interpretations . . . . . . . . . . . 29 103 7.3. Character Mapping . . . . . . . . . . . . . . . . . . . . 30 104 7.4. The Question of Prefix Changes . . . . . . . . . . . . . . 30 105 7.4.1. Conditions Requiring a Prefix Change . . . . . . . . . 30 106 7.4.2. Conditions Not Requiring a Prefix Change . . . . . . . 31 107 7.4.3. Implications of Prefix Changes . . . . . . . . . . . . 31 108 7.5. Stringprep Changes and Compatibility . . . . . . . . . . . 32 109 7.6. The Symbol Question . . . . . . . . . . . . . . . . . . . 32 110 7.7. Migration Between Unicode Versions: Unassigned Code 111 Points . . . . . . . . . . . . . . . . . . . . . . . . . . 34 112 7.8. Other Compatibility Issues . . . . . . . . . . . . . . . . 36 113 8. Name Server Considerations . . . . . . . . . . . . . . . . . . 36 114 8.1. Processing Non-ASCII Strings . . . . . . . . . . . . . . . 36 115 8.2. Root and other DNS Server Considerations . . . . . . . . . 37 116 9. Internationalization Considerations . . . . . . . . . . . . . 37 117 10. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 37 118 10.1. IDNA Character Registry . . . . . . . . . . . . . . . . . 37 119 10.2. IDNA Context Registry . . . . . . . . . . . . . . . . . . 38 120 10.3. IANA Repository of IDN Practices of TLDs . . . . . . . . . 38 121 11. Security Considerations . . . . . . . . . . . . . . . . . . . 38 122 11.1. General Security Issues with IDNA . . . . . . . . . . . . 38 123 12. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . 38 124 13. Contributors . . . . . . . . . . . . . . . . . . . . . . . . . 39 125 14. References . . . . . . . . . . . . . . . . . . . . . . . . . . 40 126 14.1. Normative References . . . . . . . . . . . . . . . . . . . 40 127 14.2. Informative References . . . . . . . . . . . . . . . . . . 41 128 Appendix A. Change Log . . . . . . . . . . . . . . . . . . . . . 43 129 A.1. Changes between Version -00 and Version -01 of 130 draft-ietf-idnabis-rationale . . . . . . . . . . . . . . . 43 131 A.2. Version -02 . . . . . . . . . . . . . . . . . . . . . . . 44 132 A.3. Version -03 . . . . . . . . . . . . . . . . . . . . . . . 44 133 A.4. Version -04 . . . . . . . . . . . . . . . . . . . . . . . 44 134 A.5. Version -05 . . . . . . . . . . . . . . . . . . . . . . . 45 135 A.6. Version -06 . . . . . . . . . . . . . . . . . . . . . . . 45 136 A.7. Version -07 . . . . . . . . . . . . . . . . . . . . . . . 46 137 A.8. Version -08 . . . . . . . . . . . . . . . . . . . . . . . 46 138 A.9. Version -09 . . . . . . . . . . . . . . . . . . . . . . . 46 139 A.10. Version -10 . . . . . . . . . . . . . . . . . . . . . . . 47 140 A.11. Version -11 . . . . . . . . . . . . . . . . . . . . . . . 47 141 A.12. Version -12 . . . . . . . . . . . . . . . . . . . . . . . 47 142 A.13. Version -13 . . . . . . . . . . . . . . . . . . . . . . . 48 143 A.14. Version -14 . . . . . . . . . . . . . . . . . . . . . . . 48 144 A.15. Version -14 . . . . . . . . . . . . . . . . . . . . . . . 48 145 Author's Address . . . . . . . . . . . . . . . . . . . . . . . . . 48 147 1. Introduction 149 1.1. Context and Overview 151 Internationalized Domain Names in Applications (IDNA) is a collection 152 of standards that allow client applications to convert some Unicode 153 mnemonics to an ASCII-compatible encoding form ("ACE") which is a 154 valid DNS label containing only letters, digits, and hyphens. The 155 specific form of ACE label used by IDNA is called an "A-label". A 156 client can look up an exact A-label in the existing DNS, so A-labels 157 do not require any extensions to DNS, upgrades of DNS servers or 158 updates to low-level client libraries. An A-label is recognizable 159 from the prefix "xn--" before the characters produced by the Punycode 160 algorithm [RFC3492], thus a user application can identify an A-label 161 and convert it into Unicode (or some local coded character set) for 162 display. 164 On the registry side, IDNA allows a registry to offer 165 Internationalized Domain Names (IDNs) for registration as A-labels. 166 A registry may offer any subset of valid IDNs, and may apply any 167 restrictions or bundling (grouping of similar labels together in one 168 registration) appropriate for the context of that registry. 169 Registration of labels is sometimes discussed separately from lookup, 170 and is subject to a few specific requirements that do not apply to 171 lookup. 173 DNS clients and registries are subject to some differences in 174 requirements for handling IDNs. In particular, registries are urged 175 to register only exact, valid A-labels, while clients might do some 176 mapping to get from otherwise-invalid user input to a valid A-label. 178 The first version of IDNA was published in 2003 and is referred to 179 here as IDNA2003 to contrast it with the current version, which is 180 known as IDNA2008 (after the year in which IETF work started on it). 181 IDNA2003 consists of four documents: the IDNA base specification 182 [RFC3490], Nameprep [RFC3491], Punycode [RFC3492], and Stringprep 183 [RFC3454]. The current set of documents, IDNA2008, are not dependent 184 on any of the IDNA2003 specifications other than the one for Punycode 185 encoding. References to "these specifications" or "these documents" 186 are to the entire IDNA2008 set listed in [IDNA2008-Defs]. The 187 characters that are valid in A-labels are identified from rules 188 listed in the Tables document [IDNA2008-Tables], but validity can be 189 derived from the Unicode properties of those characters with a very 190 few exceptions. 192 Traditionally, DNS labels are matched case-insensitively 193 [RFC1034][RFC1035]. That convention was preserved in IDNA2003 by a 194 case-folding operation that generally maps capital letters into 195 lower-case ones. However, if case rules are enforced from one 196 language, another language sometimes loses the ability to treat two 197 characters separately. Case-insensitivity is treated slightly 198 differently in IDNA2008. 200 IDNA2003 used Unicode version 3.2 only. In order to keep up with new 201 characters added in new versions of UNICODE, IDNA2008 decouples its 202 rules from any particular version of UNICODE. Instead, the 203 attributes of new characters in Unicode, supplemented by a small 204 number of exception cases, determine how and whether the characters 205 can be used in IDNA labels. 207 This document provides informational context for IDNA2008, including 208 terminology, background, and policy discussions. 210 1.2. Discussion Forum 212 [[ RFC Editor: please remove this section. ]] 214 IDNA2008 is being discussed in the IETF "idnabis" Working Group and 215 on the mailing list idna-update@alvestrand.no 217 1.3. Terminology 219 Terminology for IDNA2008 appears in [IDNA2008-Defs]. That document 220 also contains a roadmap to the IDNA2008 document collection. No 221 attempt should be made to understand this document without the 222 definitions and concepts that appear there. 224 1.3.1. DNS "Name" Terminology 226 In the context of IDNs, the DNS term "name" has introduced some 227 confusion as people speak of DNS labels in terms of the words or 228 phrases of various natural languages. Historically, many of the 229 "names" in the DNS have been mnemonics to identify some particular 230 concept, object, or organization. They are typically rooted in some 231 language because most people think in language-based ways. But, 232 because they are mnemonics, they need not obey the orthographic 233 conventions of any language: it is not a requirement that it be 234 possible for them to be "words". 236 This distinction is important because the reasonable goal of an IDN 237 effort is not to be able to write the great Klingon (or language of 238 one's choice) novel in DNS labels but to be able to form a usefully 239 broad range of mnemonics in ways that are as natural as possible in a 240 very broad range of scripts. 242 1.3.2. New Terminology and Restrictions 244 These documents introduce new terminology, and precise definitions 245 (in [IDNA2008-Defs]), for the terms "U-label", "A-Label", LDH-label 246 (to which all valid pre-IDNA host names conformed), Reserved-LDH- 247 label (R-LDH-label), XN-label, Fake-A-Label, and Non-Reserved-LDH- 248 label (NR-LDH-label). 250 In addition, the term "putative label" has been adopted to refer to a 251 label that may appear to meet certain definitional constraints but 252 has not yet been sufficiently tested for validity. 254 These definitions are also illustrated in Figure 1 of the Definitions 255 Document [IDNA2008-Defs]. R-LDH-labels contain "--" in the third and 256 fourth character from the beginning of the label. In IDNA-aware 257 applications, only a subset of these reserved labels is permitted to 258 be used, namely the A-label subset. A-labels are a subset of the 259 R-LDH-labels that begin with the case-insensitive string "xn--". 260 Labels that bear this prefix but which are not otherwise valid fall 261 into the "Fake A-label" category. The non-reserved labels (NR-LDH- 262 labels) are implicitly valid since they do not bear any resemblance 263 to the labels specified by IDNA. 265 The creation of the Reserved-LDH category is required for three 266 reasons: 268 o to prevent confusion with pre-IDNA coding forms; 270 o to permit future extensions that would require changing the 271 prefix, no matter how unlikely those might be (see Section 7.4); 272 and 274 o to reduce the opportunities for attacks via the Punycode encoding 275 algorithm itself. 277 As with other documents in the IDNA2008 set, this document uses the 278 term "registry" to describe any zone in the DNS. That term, and the 279 terms "zone" or "zone administration", are interchangeable. 281 1.4. Objectives 283 These are the main objectives in revising IDNA. 285 o Use a more recent version of Unicode, and allow IDNA to be 286 independent of Unicode versions, so that IDNA2008 need not be 287 updated for implementations to adopt codepoints from new Unicode 288 versions. 290 o Fix a very small number of code-point categorizations that have 291 turned out to cause problems in the communities that use those 292 code-points. 294 o Reduce the dependency on mapping, in order that the pre-mapped 295 forms (which are not valid IDNA labels) tend to appear less often 296 in various contexts, in favor of valid A-labels. 298 o Fix some details in the bidirectional codepoint handling 299 algorithms. 301 1.5. Applicability and Function of IDNA 303 The IDNA specification solves the problem of extending the repertoire 304 of characters that can be used in domain names to include a large 305 subset of the Unicode repertoire. 307 IDNA does not extend DNS. Instead, the applications (and, by 308 implication, the users) continue to see an exact-match lookup 309 service. Either there is a single exactly-matching name (subject to 310 the base DNS requirement of case-insensitive ASCII matching) or there 311 is no match. This model has served the existing applications well, 312 but it requires, with or without internationalized domain names, that 313 users know the exact spelling of the domain names that are to be 314 typed into applications such as web browsers and mail user agents. 315 The introduction of the larger repertoire of characters potentially 316 makes the set of misspellings larger, especially given that in some 317 cases the same appearance, for example on a business card, might 318 visually match several Unicode code points or several sequences of 319 code points. 321 The IDNA standard does not require any applications to conform to it, 322 nor does it retroactively change those applications. An application 323 can elect to use IDNA in order to support IDN while maintaining 324 interoperability with existing infrastructure. If an application 325 wants to use non-ASCII characters in public DNS domain names, IDNA is 326 the only currently-defined option. Adding IDNA support to an 327 existing application entails changes to the application only, and 328 leaves room for flexibility in front-end processing and more 329 specifically in the user interface (see Section 6). 331 A great deal of the discussion of IDN solutions has focused on 332 transition issues and how IDNs will work in a world where not all of 333 the components have been updated. Proposals that were not chosen by 334 the original IDN Working Group would have depended on updating of 335 user applications, DNS resolvers, and DNS servers in order for a user 336 to apply an internationalized domain name in any form or coding 337 acceptable under that method. While processing must be performed 338 prior to or after access to the DNS, IDNA requires no changes to the 339 DNS protocol, any DNS servers, or the resolvers on users' computers. 341 IDNA allows the graceful introduction of IDNs not only by avoiding 342 upgrades to existing infrastructure (such as DNS servers and mail 343 transport agents), but also by allowing some limited use of IDNs in 344 applications by using the ASCII-encoded representation of the labels 345 containing non-ASCII characters. While such names are user- 346 unfriendly to read and type, and hence not optimal for user input, 347 they can be used as a last resort to allow rudimentary IDN usage. 348 For example, they might be the best choice for display if it were 349 known that relevant fonts were not available on the user's computer. 350 In order to allow user-friendly input and output of the IDNs and 351 acceptance of some characters as equivalent to those to be processed 352 according to the protocol, the applications need to be modified to 353 conform to this specification. 355 This version of IDNA uses the Unicode character repertoire, for 356 continuity with the original version of IDNA. 358 1.6. Comprehensibility of IDNA Mechanisms and Processing 360 One goal of IDNA2008, which is aided by the main goal of reducing the 361 dependency on mapping, is to improve the general understanding of how 362 IDNA works and what characters are permitted and what happens to 363 them. Comprehensibility and predictability to users and registrants 364 are important design goals for this effort. End-user applications 365 have an important role to play in increasing this comprehensibility. 367 Any system that tries to handle international characters encounters 368 some common problems. For example, a UI cannot display a character 369 if no font for that character is available. In some cases, 370 internationalization enables effective localization while maintaining 371 some global uniformity but losing some universality. 373 It is difficult to even make suggestions for end-user applications to 374 cope when characters and fonts are not available. Because display 375 functions are rarely controlled by the types of applications that 376 would call upon IDNA, such suggestions will rarely be very effective. 378 Converting between local character sets and normalized Unicode, if 379 needed, is part of this set of user agent issues. This conversion 380 introduces complexity in a system that is not Unicode-native. If a 381 label is converted to a local character set that does not have all 382 the needed characters, or that uses different character-coding 383 principles, the user agent may have to add special logic to avoid or 384 reduce loss of information. 386 The major difficulty may lie in accurately identifying the incoming 387 character set and applying the correct conversion routine. Even more 388 difficult, the local character coding system could be based on 389 conceptually different assumptions than those used by Unicode (e.g., 390 choice of font encodings used for publications in some Indic 391 scripts). Those differences may not easily yield unambiguous 392 conversions or interpretations even if each coding system is 393 internally consistent and adequate to represent the local language 394 and script. 396 IDNA2008 shifts responsibility for character mapping and other 397 adjustments from the protocol (where it was located in IDNA2003) to 398 pre-processing before invoking IDNA itself. The intent is that this 399 change will lead to greater usage of fully-valid A-Labels or U-labels 400 in display, transit and storage, which should aid comprehensibility 401 and predictability. A careful look at pre-processing raises issues 402 about what that pre-processing should do and at what point pre- 403 processing becomes harmful, how universally consistent pre-processing 404 algorithms can be, and how to be compatible with labels prepared in a 405 IDNA2003 context. Those issues are discussed in Section 6 and in the 406 separate document [IDNA2008-Mapping]. 408 2. Processing in IDNA2008 410 These specifications separate Domain Name Registration and Lookup in 411 the protocol specification. Although most steps in the two processes 412 are similar, the separation reflects current practice in which per- 413 registry (DNS zone) restrictions and special processing are applied 414 at registration time but not during lookup. Another significant 415 benefit is that separation facilitates incremental addition of 416 permitted character groups to avoid freezing on one particular 417 version of Unicode. 419 The actual registration and lookup protocols for IDNA2008 are 420 specified in [IDNA2008-Protocol]. 422 3. Permitted Characters: An Inclusion List 424 IDNA2008 adopts the inclusion model. A code-point is assumed to be 425 invalid for IDN use unless it is included as part of a Unicode 426 property-based rule or, in rare cases, included individually by an 427 exception. When an implementation moves to a new version of Unicode, 428 the rules may indicate new valid code-points. 430 This section provides an overview of the model used to establish the 431 algorithm and character lists of [IDNA2008-Tables] and describes the 432 names and applicability of the categories used there. Note that the 433 inclusion of a character in the first category group (Section 3.1.1) 434 does not imply that it can be used indiscriminately; some characters 435 are associated with contextual rules that must be applied as well. 437 The information given in this section is provided to make the rules, 438 tables, and protocol easier to understand. The normative generating 439 rules that correspond to this informal discussion appear in 440 [IDNA2008-Tables] and the rules that actually determine what labels 441 can be registered or looked up are in [IDNA2008-Protocol]. 443 3.1. A Tiered Model of Permitted Characters and Labels 445 Moving to an inclusion model involves a new specification for the 446 list of characters that are permitted in IDNs. In IDNA2003, 447 character validity is independent of context and fixed forever (or 448 until the standard is replaced). However, globally context- 449 independent rules have proved to be impractical because some 450 characters, especially those that are called "Join_Controls" in 451 Unicode, are needed to make reasonable use of some scripts but have 452 no visible effect in others. IDNA2003 prohibited those types of 453 characters entirely by discarding them. We now have a consensus that 454 under some conditions, these "joiner" characters are legitimately 455 needed to allow useful mnemonics for some languages and scripts. In 456 general, context-dependent rules help deal with characters (generally 457 characters that would otherwise be prohibited entirely) that are used 458 differently or perceived differently across different scripts, and 459 allow the standard to be applied more appropriately in cases where a 460 string is not universally handled the same way. 462 IDNA2008 divides all possible Unicode code-points into four 463 categories: PROTOCOL-VALID, CONTEXTUAL RULE REQUIRED, DISALLOWED and 464 UNASSIGNED. 466 3.1.1. PROTOCOL-VALID 468 Characters identified as "PROTOCOL-VALID" (often abbreviated 469 "PVALID") are permitted in IDNs. Their use may be restricted by 470 rules about the context in which they appear or by other rules that 471 apply to the entire label in which they are to be embedded. For 472 example, any label that contains a character in this category that 473 has a "right-to-left" property must be used in context with the 474 "Bidi" rules (see [IDNA2008-Bidi]). 476 The term "PROTOCOL-VALID" is used to stress the fact that the 477 presence of a character in this category does not imply that a given 478 registry need accept registrations containing any of the characters 479 in the category. Registries are still expected to apply judgment 480 about labels they will accept and to maintain rules consistent with 481 those judgments (see [IDNA2008-Protocol] and Section 3.3). 483 Characters that are placed in the "PROTOCOL-VALID" category are 484 expected to never be removed from it or reclassified. While 485 theoretically characters could be removed from Unicode, such removal 486 would be inconsistent with the Unicode stability principles (see 487 [Unicode51], Appendix F) and hence should never occur. 489 3.1.2. CONTEXTUAL RULE REQUIRED 491 Some characters may be unsuitable for general use in IDNs but 492 necessary for the plausible support of some scripts. The two most 493 commonly-cited examples are the zero-width joiner and non-joiner 494 characters (ZWJ, U+200D and ZWNJ, U+200C) but other characters may 495 require special treatment because they would otherwise be DISALLOWED 496 (typically because Unicode considers them punctuation or special 497 symbols) but need to be permitted in limited contexts. Other 498 characters are given this special treatment because they pose 499 exceptional danger of being used to produce misleading labels or to 500 cause unacceptable ambiguity in label matching and interpretation. 502 3.1.2.1. Contextual Restrictions 504 Characters with contextual restrictions are identified as "CONTEXTUAL 505 RULE REQUIRED" and associated with a rule. The rule defines whether 506 the character is valid in a particular string, and also whether the 507 rule itself is to be applied on lookup as well as registration. 509 A distinction is made between characters that indicate or prohibit 510 joining and ones similar to them (known as "CONTEXT-JOINER" or 511 "CONTEXTJ") and other characters requiring contextual treatment 512 ("CONTEXT-OTHER" or "CONTEXTO"). Only the former require full 513 testing at lookup time. 515 It is important to note that these contextual rules cannot prevent 516 all uses of the relevant characters that might be confusing or 517 problematic. What they are expected to do is to confine 518 applicability of the characters to scripts (and narrower contexts) 519 where zone administrators are knowledgeable enough about the use of 520 those characters to be prepared to deal with them appropriately. 522 For example, a registry dealing with an Indic script that requires 523 ZWJ and/or ZWNJ as part of the writing system is expected to 524 understand where the characters have visible effect and where they do 525 not and to make registration rules accordingly. By contrast, a 526 registry dealing primarily with Latin or Cyrillic script might not be 527 actively aware that the characters exist, much less about the 528 consequences of embedding them in labels drawn from those scripts and 529 therefore should avoid accepting registrations containing those 530 characters, at least in Latin or Cyrillic-script labels. 532 3.1.2.2. Rules and Their Application 534 Rules have descriptions such as "Must follow a character from Script 535 XYZ", "Must occur only if the entire label is in Script ABC", or 536 "Must occur only if the previous and subsequent characters have the 537 DFG property". The actual rules may be DEFINED or NULL. If present, 538 they may have values of "True" (character may be used in any position 539 in any label), "False" (character may not be used in any label), or 540 may be a set of procedural rules that specify the context in which 541 the character is permitted. 543 Because it is easier to identify these characters than to know that 544 they are actually needed in IDNs or how to establish exactly the 545 right rules for each one, a rule may have a null value in a given 546 version of the tables. Characters associated with null rules are not 547 permitted to appear in putative labels for either registration or 548 lookup. Of course, a later version of the tables might contain a 549 non-null rule. 551 The actual rules and their descriptions are in Sections 2 and 3 of 552 [IDNA2008-Tables]. That document also specifies the creation of a 553 registry for future rules. 555 3.1.3. DISALLOWED 557 Some characters are inappropriate for use in IDNs and are thus 558 excluded for both registration and lookup (i.e., IDNA-conforming 559 applications performing name lookup should verify that these 560 characters are absent; if they are present, the label strings should 561 be rejected rather than converted to A-labels and looked up. Some of 562 these characters are problematic for use in IDNs (such as the 563 FRACTION SLASH character, U+2044), while some of them (such as the 564 various HEART symbols, e.g., U+2665, U+2661, and U+2765, see 565 Section 7.6) simply fall outside the conventions for typical 566 identifiers (basically letters and numbers). 568 Of course, this category would include code points that had been 569 removed entirely from Unicode should such removals ever occur. 571 Characters that are placed in the "DISALLOWED" category are expected 572 to never be removed from it or reclassified. If a character is 573 classified as "DISALLOWED" in error and the error is sufficiently 574 problematic, the only recourse would be either to introduce a new 575 code point into Unicode and classify it as "PROTOCOL-VALID" or for 576 the IETF to accept the considerable costs of an incompatible change 577 and replace the relevant RFC with one containing appropriate 578 exceptions. 580 There is provision for exception cases but, in general, characters 581 are placed into "DISALLOWED" if they fall into one or more of the 582 following groups: 584 o The character is a compatibility equivalent for another character. 585 In slightly more precise Unicode terms, application of 586 normalization method NFKC to the character yields some other 587 character. 589 o The character is an upper-case form or some other form that is 590 mapped to another character by Unicode casefolding. 592 o The character is a symbol or punctuation form or, more generally, 593 something that is not a letter, digit, or a mark that is used to 594 form a letter or digit. 596 3.1.4. UNASSIGNED 598 For convenience in processing and table-building, code points that do 599 not have assigned values in a given version of Unicode are treated as 600 belonging to a special UNASSIGNED category. Such code points are 601 prohibited in labels to be registered or looked up. The category 602 differs from DISALLOWED in that code points are moved out of it by 603 the simple expedient of being assigned in a later version of Unicode 604 (at which point, they are classified into one of the other categories 605 as appropriate). 607 The rationale for restricting the processing of UNASSIGNED characters 608 is simply that the properties of such code points cannot be 609 completely known until actual characters are assigned to them. For 610 example, assume that an UNASSIGNED code point were included in a 611 label to be looked up. Assume that the code point was later assigned 612 to a character that required some set of contextual rules. With that 613 combination, un-updated instances of IDNA-aware software might permit 614 lookup of labels containing the previously-unassigned characters 615 while updated versions of the software might restrict use of the same 616 label in lookup, depending on the contextual rules. It should be 617 clear that under no circumstance should an UNASSIGNED character be 618 permitted in a label to be registered as part of a domain name. 620 3.2. Registration Policy 622 While these recommendations cannot and should not define registry 623 policies, registries should develop and apply additional restrictions 624 as needed to reduce confusion and other problems. For example, it is 625 generally believed that labels containing characters from more than 626 one script are a bad practice although there may be some important 627 exceptions to that principle. Some registries may choose to restrict 628 registrations to characters drawn from a very small number of 629 scripts. For many scripts, the use of variant techniques such as 630 those as described in RFC 3743 [RFC3743] and RFC 4290 [RFC4290], and 631 illustrated for Chinese by the tables described in RFC 4713 [RFC4713] 632 may be helpful in reducing problems that might be perceived by users. 634 In general, users will benefit if registries only permit characters 635 from scripts that are well-understood by the registry or its 636 advisers. If a registry decides to reduce opportunities for 637 confusion by constructing policies that disallow characters used in 638 historic writing systems or characters whose use is restricted to 639 specialized, highly technical contexts, some relevant information may 640 be found in Section 2.4 "Specific Character Adjustments", Table 4 641 "Candidate Characters for Exclusion from Identifiers" of 642 [Unicode-UAX31] and Section 3.1. "General Security Profile for 643 Identifiers" in [Unicode-Security]. 645 The requirement (in Section 4.1 of [IDNA2008-Protocol]) that 646 registration procedures use only U-labels and/or A-labels is intended 647 to ensure that registrants are fully aware of exactly what is being 648 registered as well as encouraging use of those canonical forms. That 649 provision should not be interpreted as requiring that registrants 650 need to provide characters in a particular code sequence. Registrant 651 input conventions and management are part of registrant-registrar 652 interactions and relationships between registries and registrars and 653 are outside the scope of these standards. 655 It is worth stressing that these principles of policy development and 656 application apply at all levels of the DNS, not only, e.g., TLD or 657 SLD registrations. Even a trivial, "anything is permitted that is 658 valid under the protocol" policy is helpful in that it helps users 659 and application developers know what to expect. 661 3.3. Layered Restrictions: Tables, Context, Registration, Applications 663 The character rules in IDNA2008 are based on the realization that 664 there is no single magic bullet for any of the security, 665 confusability, or other issues associated with IDNs. Instead, the 666 specifications define a variety of approaches. The character tables 667 are the first mechanism, protocol rules about how those characters 668 are applied or restricted in context are the second, and those two in 669 combination constitute the limits of what can be done in the 670 protocol. As discussed in the previous section (Section 3.2), 671 registries are expected to restrict what they permit to be 672 registered, devising and using rules that are designed to optimize 673 the balance between confusion and risk on the one hand and maximum 674 expressiveness in mnemonics on the other. 676 In addition, there is an important role for user agents in warning 677 against label forms that appear problematic given their knowledge of 678 local contexts and conventions. Of course, no approach based on 679 naming or identifiers alone can protect against all threats. 681 4. Issues that Constrain Possible Solutions 683 4.1. Display and Network Order 685 Domain names are always transmitted in network order (the order in 686 which the code points are sent in protocols), but may have a 687 different display order (the order in which the code points are 688 displayed on a screen or paper). When a domain name contains 689 characters that are normally written right to left, display order may 690 be affected although network order is not. It gets even more 691 complicated if left to right and right to left labels are adjacent to 692 each other within a domain name. The decision about the display 693 order is ultimately under the control of user agents --including Web 694 browsers, mail clients, hosted Web applications and many more -- 695 which may be highly localized. Should a domain name abc.def, in 696 which both labels are represented in scripts that are written right 697 to left, be displayed as fed.cba or cba.fed? Applications that are 698 in deployment today are already diverse, and one can find examples of 699 either choice. 701 The picture changes once again when an IDN appears in a 702 Internationalized Resource Identifier (IRI) [RFC3987]. An IRI or 703 Internationalized Email address contains elements other than the 704 domain name. For example, IRIs contain protocol identifiers and 705 field delimiter syntax such as "http://" or "mailto:" while email 706 addresses contain the "@" to separate local parts from domain names. 707 An IRI in network order begins with "http://" followed by domain 708 labels in network order, thus "http://abc.def". 710 User agents are not required to display and allow input of IRIs 711 directly but often do so. Implementors have to choose whether the 712 overall direction of these strings will always be left to right (or 713 right to left) for an IRI or email address. The natural order for a 714 user typing a domain name on a right to left system is fed.cba. 715 Should the R2L user agent reverse the entire domain name each time a 716 domain name is typed? Does this change if the user types "http://" 717 right before typing a domain name, thus implying that the user is 718 beginning at the beginning of the network order IRI? Experience in 719 the 1980s and 1990s with mixing systems in which domain name labels 720 were read in network order (left to right) and those in which those 721 labels were read right to left would predict a great deal of 722 confusion. 724 If each implementation of each application makes its own decisions on 725 these issues, users will develop heuristics that will sometimes fail 726 when switching applications. However, while some display order 727 conventions, voluntarily adopted, would be desirable to reduce 728 confusion, such suggestions are beyond the scope of these 729 specifications. 731 4.2. Entry and Display in Applications 733 Applications can accept and display domain names using any character 734 set or character coding system. The IDNA protocol does not 735 necessarily affect the interface between users and applications. An 736 IDNA-aware application can accept and display internationalized 737 domain names in two formats: the internationalized character set(s) 738 supported by the application (i.e., an appropriate local 739 representation of a U-label), and as an A-label. Applications may 740 allow the display of A-labels, but are encouraged to not do so except 741 as an interface for special purposes, possibly for debugging, or to 742 cope with display limitations. In general, they should allow, but 743 not encourage, user input of A-labels. A-labels are opaque, ugly, 744 and malicious variations on them are not easily detected by users. 745 Where possible, they should thus only be exposed when they are 746 absolutely needed. Because IDN labels can be rendered either as 747 A-labels or U-labels, the application may reasonably have an option 748 for the user to select the preferred method of display. Rendering 749 the U-label should normally be the default. 751 Domain names are often stored and transported in many places. For 752 example, they are part of documents such as mail messages and web 753 pages. They are transported in many parts of many protocols, such as 754 both the control commands of SMTP and associated message body parts, 755 and in the headers and the body content in HTTP. It is important to 756 remember that domain names appear both in domain name slots and in 757 the content that is passed over protocols and it would be helpful if 758 protocols explicitly define what their domain name slots are. 760 In protocols and document formats that define how to handle 761 specification or negotiation of charsets, labels can be encoded in 762 any charset allowed by the protocol or document format. If a 763 protocol or document format only allows one charset, the labels must 764 be given in that charset. Of course, not all charsets can properly 765 represent all labels. If a U-label cannot be displayed in its 766 entirety, the only choice (without loss of information) may be to 767 display the A-label. 769 Where a protocol or document format allows IDNs, labels should be in 770 whatever character encoding and escape mechanism the protocol or 771 document format uses at that place. This provision is intended to 772 prevent situations in which, e.g., UTF-8 domain names appear embedded 773 in text that is otherwise in some other character coding. 775 All protocols that use domain name slots (See Section 2.3.1.6 in 776 [IDNA2008-Defs]) already have the capacity for handling domain names 777 in the ASCII charset. Thus, A-labels can inherently be handled by 778 those protocols. 780 These documents do not specify required mappings between one 781 character or code point and others. An extended discussion of 782 mapping issues occurs in Section 6 and specific recommendations 783 appear in [IDNA2008-Mapping]. In general, IDNA2008 prohibits 784 characters that would be mapped to others by normalization or other 785 rules. As examples, while mathematical characters based on Latin 786 ones are accepted as input to IDNA2003, they are prohibited in 787 IDNA2008. Similarly, upper-case characters, double-width characters, 788 and other variations are prohibited as IDNA input although mapping 789 them as needed in user interfaces is strongly encouraged. 791 Since the rules in [IDNA2008-Tables] have the effect that only 792 strings that are not transformed by NFKC are valid, if an application 793 chooses to perform NFKC normalization before lookup, that operation 794 is safe since this will never make the application unable to look up 795 any valid string. However, as discussed above, the application 796 cannot guarantee that any other application will perform that 797 mapping, so it should be used only with caution and for informed 798 users. 800 In many cases these prohibitions should have no effect on what the 801 user can type as input to the lookup process. It is perfectly 802 reasonable for systems that support user interfaces to perform some 803 character mapping that is appropriate to the local environment. This 804 would normally be done prior to actual invocation of IDNA. At least 805 conceptually, the mapping would be part of the Unicode conversions 806 discussed above and in [IDNA2008-Protocol]. However, those changes 807 will be local ones only -- local to environments in which users will 808 clearly understand that the character forms are equivalent. For use 809 in interchange among systems, it appears to be much more important 810 that U-labels and A-labels can be mapped back and forth without loss 811 of information. 813 One specific, and very important, instance of this strategy arises 814 with case-folding. In the ASCII-only DNS, names are looked up and 815 matched in a case-independent way, but no actual case-folding occurs. 816 Names can be placed in the DNS in either upper or lower case form (or 817 any mixture of them) and that form is preserved, returned in queries, 818 and so on. IDNA2003 approximated that behavior for non-ASCII strings 819 by performing case-folding at registration time (resulting in only 820 lower-case IDNs in the DNS) and when names were looked up. 822 As suggested earlier in this section, it appears to be desirable to 823 do as little character mapping as possible as long as Unicode works 824 correctly (e.g., NFC mapping to resolve different codings for the 825 same character is still necessary although the specifications require 826 that it be performed prior to invoking the protocol) in order to make 827 the mapping between A-labels and U-labels idempotent. Case-mapping 828 is not an exception to this principle. If only lower case characters 829 can be registered in the DNS (i.e., be present in a U-label), then 830 IDNA2008 should prohibit upper-case characters as input even though 831 user interfaces to applications should probably map those characters. 832 Some other considerations reinforce this conclusion. For example, in 833 ASCII case-mapping for individual characters, uppercase(character) 834 must be equal to uppercase(lowercase(character)). That may not be 835 true with IDNs. In some scripts that use case distinctions, there 836 are a few characters that do not have counterparts in one case or the 837 other. The relationship between upper case and lower case may even 838 be language-dependent, with different languages (or even the same 839 language in different areas) expecting different mappings. User 840 agents can meet the expectations of users who are accustomed to the 841 case-insensitive DNS environment by performing case folding prior to 842 IDNA processing, but the IDNA procedures themselves should neither 843 require such mapping nor expect them when they are not natural to the 844 localized environment. 846 4.3. Linguistic Expectations: Ligatures, Digraphs, and Alternate 847 Character Forms 849 Users have expectations about character matching or equivalence that 850 are based on their own languages and the orthography of those 851 languages. These expectations may not always be met in a global 852 system, especially if multiple languages are written using the same 853 script but using different conventions. Some examples: 855 o A Norwegian user might expect a label with the ae-ligature to be 856 treated as the same label as one using the Swedish spelling with 857 a-diaeresis even though applying that mapping to English would be 858 astonishing to users. 860 o A user in German might expect a label with an o-umlaut and a label 861 that had "oe" substituted, but was otherwise the same, treated as 862 equivalent even though that substitution would be a clear error in 863 Swedish. 865 o A Chinese user might expect automatic matching of Simplified and 866 Traditional Chinese characters, but applying that matching for 867 Korean or Japanese text would create considerable confusion. 869 o An English user might expect "theater" and "theatre" to match. 871 A number of languages use alphabetic scripts in which single phonemes 872 are written using two characters, termed a "digraph", for example, 873 the "ph" in "pharmacy" and "telephone". (Such characters can also 874 appear consecutively without forming a digraph, as in "tophat".) 875 Certain digraphs may be indicated typographically by setting the two 876 characters closer together than they would be if used consecutively 877 to represent different phonemes. Some digraphs are fully joined as 878 ligatures. For example, the word "encyclopaedia" is sometimes set 879 with a U+00E6 LATIN SMALL LIGATURE AE. When ligature and digraph 880 forms have the same interpretation across all languages that use a 881 given script, application of Unicode normalization generally resolves 882 the differences and causes them to match. When they have different 883 interpretations, matching must utilize other methods, presumably 884 chosen at the registry level, or users must be educated to understand 885 that matching will not occur. 887 The nature of the problem can be illustrated by many words in the 888 Norwegian language, where the "ae" ligature is the 27th letter of a 889 29-letter extended Latin alphabet. It is equivalent to the 28th 890 letter of the Swedish alphabet (also containing 29 letters), U+00E4 891 LATIN SMALL LETTER A WITH DIAERESIS, for which an "ae" cannot be 892 substituted according to current orthographic standards. That 893 character (U+00E4) is also part of the German alphabet where, unlike 894 in the Nordic languages, the two-character sequence "ae" is usually 895 treated as a fully acceptable alternate orthography for the "umlauted 896 a" character. The inverse is however not true, and those two 897 characters cannot necessarily be combined into an "umlauted a". This 898 also applies to another German character, the "umlauted o" (U+00F6 899 LATIN SMALL LETTER O WITH DIAERESIS) which, for example, cannot be 900 used for writing the name of the author "Goethe". It is also a 901 letter in the Swedish alphabet where, like the "a with diaeresis", it 902 cannot be correctly represented as "oe" and in the Norwegian 903 alphabet, where it is represented, not as "o with diaeresis", but as 904 "slashed o", U+00F8. 906 Some of the ligatures that have explicit code points in Unicode were 907 given special handling in IDNA2003 and now pose additional problems 908 in transition. See Section 7.2. 910 Additional cases with alphabets written right to left are described 911 in Section 4.5. 913 Matching and comparison algorithm selection often requires 914 information about the language being used, context, or both -- 915 information that is not available to IDNA or the DNS. Consequently, 916 these specifications make no attempt to treat combined characters in 917 any special way. A registry that is aware of the language context in 918 which labels are to be registered, and where that language sometimes 919 (or always) treats the two- character sequences as equivalent to the 920 combined form, should give serious consideration to applying a 921 "variant" model [RFC3743][RFC4290], or to prohibiting registration of 922 one of the forms entirely, to reduce the opportunities for user 923 confusion and fraud that would result from the related strings being 924 registered to different parties. 926 4.4. Case Mapping and Related Issues 928 In the DNS, ASCII letters are stored with their case preserved. 929 Matching during the query process is case-independent, but none of 930 the information that might be represented by choices of case has been 931 lost. That model has been accidentally helpful because, as people 932 have created DNS labels by catenating words (or parts of words) to 933 form labels, case has often been used to distinguish among components 934 and make the labels more memorable. 936 Since DNS servers do not get involved in parsing IDNs, they cannot do 937 case-independent matching. Thus, keeping the cases separate in 938 lookup or registration, and doing matching at the server, is not 939 feasible with IDNA or any similar approach. Case-matching must be 940 done, if desired, by IDN clients even though it wasn't done by ASCII- 941 only DNS clients. That situation was recognized in IDNA2003 and 942 nothing in these specifications fundamentally changes it or could do 943 so. In IDNA2003, all characters are case-folded and mapped by 944 clients in a standardized step. 946 Some characters do not have upper case forms. For example the 947 Unicode case folding operation maps Greek Final Form Sigma (U+03C2) 948 to the medial form (U+03C3) and maps Eszett (German Sharp S, U+00DF) 949 to "ss". Neither of these mappings is reversible because the upper 950 case of U+03C3 is the Upper Case Sigma (U+03A3) and "ss" is an ASCII 951 string. IDNA2008 permits, at the risk of some incompatibility, 952 slightly more flexibility in this area by avoiding case folding and 953 treating these characters as themselves. Approaches to handling one- 954 way mappings are discussed in Section 7.2. 956 Because IDNA2003 maps Final Sigma and Eszett to other characters, and 957 the reverse mapping is never possible, neither Final Sigma nor Eszett 958 can be represented in the ACE form of IDNA2003 IDN nor in the native 959 character (U-label) form derived from it. With IDNA2008, both 960 characters can be used in an IDN and so the A-label used for lookup 961 for any U-label containing those characters, is now different. See 962 Section 7.1 for a discussion of what kinds of changes might require 963 the IDNA prefix to change; after extended discussions, the WG came to 964 consensus that the change for these characters did not justify a 965 prefix change. 967 4.5. Right to Left Text 969 In order to be sure that the directionality of right to left text is 970 unambiguous, IDNA2003 required that any label in which right to left 971 characters appear both starts and ends with them and that it not 972 include any characters with strong left to right properties (that 973 excludes other alphabetic characters but permits European digits). 974 Any other string that contains a right to left character and does not 975 meet those requirements is rejected. This is one of the few places 976 where the IDNA algorithms (both in IDNA2003 and in IDAN2008) examine 977 an entire label, not just individual characters. The algorithmic 978 model used in IDNA2003 rejects the label when the final character in 979 a right to left string requires a combining mark in order to be 980 correctly represented. 982 That prohibition is not acceptable for writing systems for languages 983 written with consonantal alphabets to which diacritical vocalic 984 systems are applied, and for languages with orthographies derived 985 from them where the combining marks may have different functionality. 986 In both cases the combining marks can be essential components of the 987 orthography. Examples of this are Yiddish, written with an extended 988 Hebrew script, and Dhivehi (the official language of Maldives) which 989 is written in the Thaana script (which is, in turn, derived from the 990 Arabic script). IDNA2008 removes the restriction on final combining 991 characters with a new set of rules for right to left scripts and 992 their characters. Those new rules are specified in [IDNA2008-Bidi]. 994 5. IDNs and the Robustness Principle 996 The "Robustness Principle" is often stated as "Be conservative about 997 what you send and liberal in what you accept" (See, e.g., Section 998 1.2.2 of the applications-layer Host Requirements specification 999 [RFC1123]) This principle applies to IDNA. In applying the principle 1000 to registries as the source ("sender") of all registered and useful 1001 IDNs, registries are responsible for being conservative about what 1002 they register and put out in the Internet. For IDNs to work well, 1003 zone administrators (registries) must have and require sensible 1004 policies about what is registered -- conservative policies -- and 1005 implement and enforce them. 1007 Conversely, lookup applications are expected to reject labels that 1008 clearly violate global (protocol) rules (no one has ever seriously 1009 claimed that being liberal in what is accepted requires being 1010 stupid). However, once one gets past such global rules and deals 1011 with anything sensitive to script or locale, it is necessary to 1012 assume that garbage has not been placed into the DNS, i.e., one must 1013 be liberal about what one is willing to look up in the DNS rather 1014 than guessing about whether it should have been permitted to be 1015 registered. 1017 If a string cannot be successfully found in the DNS after the lookup 1018 processing described here, it makes no difference whether it simply 1019 wasn't registered or was prohibited by some rule at the registry. 1020 Application implementors should be aware that where DNS wildcards are 1021 used, the ability to successfully resolve a name does not guarantee 1022 that it was actually registered. 1024 6. Front-end and User Interface Processing for Lookup 1026 Domain names may be identified and processed in many contexts. They 1027 may be typed in by users either by themselves or embedded in an 1028 identifier such as email addresses, URIs, or IRIs. They may occur in 1029 running text or be processed by one system after being provided in 1030 another. Systems may try to normalize URLs to determine (or guess) 1031 whether a reference is valid or two references point to the same 1032 object without actually looking the objects up (comparison without 1033 lookup is necessary for URI types that are not intended to be 1034 resolved). Some of these goals may be more easily and reliably 1035 satisfied than others. While there are strong arguments for any 1036 domain name that is placed "on the wire" -- transmitted between 1037 systems -- to be in the zero-ambiguity forms of A-labels, it is 1038 inevitable that programs that process domain names will encounter 1039 U-labels or variant forms. 1041 An application that implements the IDNA protocol [IDNA2008-Protocol] 1042 will always take any user input and convert it to a set of Unicode 1043 code points. That user input may be acquired by any of several 1044 different input methods, all with differing conversion processes to 1045 be taken into consideration (e.g., typed on a keyboard, written by 1046 hand onto some sort of digitizer, spoken into a microphone and 1047 interpreted by a speech-to-text engine, etc.). The process of taking 1048 any particular user input and mapping it into a Unicode code point 1049 may be a simple one: If a user strikes the "A" key on a US English 1050 keyboard, without any modifiers such as the "Shift" key held down, in 1051 order to draw a Latin small letter A ("a"), many (perhaps most) 1052 modern operating system input methods will produce to the calling 1053 application the code point U+0061, encoded in a single octet. 1055 Sometimes the process is somewhat more complicated: a user might 1056 strike a particular set of keys to represent a combining macron 1057 followed by striking the "A" key in order to draw a Latin small 1058 letter A with a macron above it. Depending on the operating system, 1059 the input method chosen by the user, and even the parameters with 1060 which the application communicates with the input method, the result 1061 might be the code point U+0101 (encoded as two octets in UTF-8 or 1062 UTF-16, four octets in UTF-32, etc.), the code point U+0061 followed 1063 by the code point U+0304 (again, encoded in three or more octets, 1064 depending upon the encoding used) or even the code point U+FF41 1065 followed by the code point U+0304 (and encoded in some form). And 1066 these examples leave aside the issue of operating systems and input 1067 methods that do not use Unicode code points for their character set. 1069 In every case, applications (with the help of the operating systems 1070 on which they run and the input methods used) need to perform a 1071 mapping from user input into Unicode code points. 1073 The original version of the IDNA protocol [RFC3490] used a model 1074 whereby input was taken from the user, mapped (via whatever input 1075 method mechanisms were used) to a set of Unicode code points, and 1076 then further mapped to a set of Unicode code points using the 1077 Nameprep profile specified in [RFC3491]. In this procedure, there 1078 are two separate mapping steps: First, a mapping done by the input 1079 method (which might be controlled by the operating system, the 1080 application, or some combination) and then a second mapping performed 1081 by the Nameprep portion of the IDNA protocol. The mapping done in 1082 Nameprep includes a particular mapping table to re-map some 1083 characters to other characters, a particular normalization, and a set 1084 of prohibited characters. 1086 Note that the result of the two step mapping process means that the 1087 mapping chosen by the operating system or application in the first 1088 step might differ significantly from the mapping supplied by the 1089 Nameprep profile in the second step. This has advantages and 1090 disadvantages. Of course, the second mapping regularizes what gets 1091 looked up in the DNS, making for better interoperability between 1092 implementations which use the Nameprep mapping. However, the 1093 application or operating system may choose mappings in their input 1094 methods, which when passed through the second (Nameprep) mapping 1095 result in characters that are "surprising" to the end user. 1097 The other important feature of the original version of the IDNA 1098 protocol is that, with very few exceptions, it assumes that any set 1099 of Unicode code points provided to the Nameprep mapping can be mapped 1100 into a string of Unicode code points that are "sensible", even if 1101 that means mapping some code points to nothing (that is, removing the 1102 code points from the string). This allowed maximum flexibility in 1103 input strings. 1105 The present version of IDNA differs significantly in approach from 1106 the original version. First and foremost, it does not provide 1107 explicit mapping instructions. Instead, it assumes that the 1108 application (perhaps via an operating system input method) will do 1109 whatever mapping it requires to convert input into Unicode code 1110 points. This has the advantage of giving flexibility to the 1111 application to choose a mapping that is suitable for its user given 1112 specific user requirements, and avoids the two-step mapping of the 1113 original protocol. Instead of a mapping, the current version of IDNA 1114 provides a set of categories that can be used to specify the valid 1115 code points allowed in a domain name. 1117 In principle, an application ought to take user input of a domain 1118 name and convert it to the set of Unicode code points that represent 1119 the domain name the user intends. As a practical matter, of course, 1120 determining user intent is a tricky business, so an application needs 1121 to choose a reasonable mapping from user input. That may differ 1122 based on the particular circumstances of a user, depending on locale, 1123 language, type of input method, etc. It is up to the application to 1124 make a reasonable choice. 1126 7. Migration from IDNA2003 and Unicode Version Synchronization 1128 7.1. Design Criteria 1130 As mentioned above and in RFC 4690, two key goals of the IDNA2008 1131 design are 1133 o to enable applications to be agnostic about whether they are being 1134 run in environments supporting any Unicode version from 3.2 1135 onward, 1137 o to permit incrementally adding new characters, character groups, 1138 scripts, and other character collections as they are incorporated 1139 into Unicode, doing so without disruption and, in the long term, 1140 without "heavy" processes (an IETF consensus process is required 1141 by the IDNA2008 specifications and is expected to be required and 1142 used until significant experience accumulates with IDNA operations 1143 and new versions of Unicode). 1145 7.1.1. Summary and Discussion of IDNA Validity Criteria 1147 The general criteria for a label to be considered valid under IDNA 1148 are (the actual rules are rigorously defined in [IDNA2008-Protocol] 1149 and [IDNA2008-Tables]): 1151 o The characters are "letters", marks needed to form letters, 1152 numerals, or other code points used to write words in some 1153 language. Symbols, drawing characters, and various notational 1154 characters are intended to be permanently excluded. There is no 1155 evidence that they are important enough to Internet operations or 1156 internationalization to justify expansion of domain names beyond 1157 the general principle of "letters, digits, and hyphen". 1158 (Additional discussion and rationale for the symbol decision 1159 appears in Section 7.6). 1161 o Other than in very exceptional cases, e.g., where they are needed 1162 to write substantially any word of a given language, punctuation 1163 characters are excluded. The fact that a word exists is not proof 1164 that it should be usable in a DNS label and DNS labels are not 1165 expected to be usable for multiple-word phrases (although they are 1166 certainly not prohibited if the conventions and orthography of a 1167 particular language cause that to be possible). 1169 o Characters that are unassigned (have no character assignment at 1170 all) in the version of Unicode being used by the registry or 1171 application are not permitted, even on lookup. The issues 1172 involved in this decision are discussed in Section 7.7. 1174 o Any character that is mapped to another character by a current 1175 version of NFKC is prohibited as input to IDNA (for either 1176 registration or lookup). With a few exceptions, this principle 1177 excludes any character mapped to another by Nameprep [RFC3491]. 1179 The principles above drive the design of rules that are specified 1180 exactly in [IDNA2008-Tables]. Those rules identify the characters 1181 that are valid under IDNA. The rules themselves are normative, and 1182 the tables are derived from them, rather than vice versa. 1184 7.1.2. Labels in Registration 1186 Any label registered in a DNS zone must be validated -- i.e., the 1187 criteria for that label must be met -- in order for applications to 1188 work as intended. This principle is not new. For example, since the 1189 DNS was first deployed, zone administrators have been expected to 1190 verify that names meet "hostname" requirements [RFC0952] where those 1191 requirements are imposed by the expected applications. Other 1192 applications contexts, such as the later addition of special service 1193 location formats [RFC2782] imposed new requirements on zone 1194 administrators. For zones that will contain IDNs, support for 1195 Unicode version-independence requires restrictions on all strings 1196 placed in the zone. In particular, for such zones: 1198 o Any label that appears to be an A-label, i.e., any label that 1199 starts in "xn--", must be valid under IDNA, i.e., they must be 1200 valid A-labels, as discussed in Section 2 above. 1202 o The Unicode tables (i.e., tables of code points, character 1203 classes, and properties) and IDNA tables (i.e., tables of 1204 contextual rules such as those that appear in the Tables 1205 document), must be consistent on the systems performing or 1206 validating labels to be registered. Note that this does not 1207 require that tables reflect the latest version of Unicode, only 1208 that all tables used on a given system are consistent with each 1209 other. 1211 Under this model, registry tables will need to be updated (both the 1212 Unicode-associated tables and the tables of permitted IDN characters) 1213 to enable a new script or other set of new characters. The registry 1214 will not be affected by newer versions of Unicode, or newly- 1215 authorized characters, until and unless it wishes to support them. 1216 The zone administrator is responsible for verifying validity for IDNA 1217 as well as its local policies -- a more extensive set of checks than 1218 are required for looking up the labels. Systems looking up or 1219 resolving DNS labels, especially IDN DNS labels, must be able to 1220 assume that applicable registration rules were followed for names 1221 entered into the DNS. 1223 7.1.3. Labels in Lookup 1225 Anyone looking up a label in a DNS zone is required to 1227 o Maintain IDNA and Unicode tables that are consistent with regard 1228 to versions, i.e., unless the application actually executes the 1229 classification rules in [IDNA2008-Tables], its IDNA tables must be 1230 derived from the version of Unicode that is supported more 1231 generally on the system. As with registration, the tables need 1232 not reflect the latest version of Unicode but they must be 1233 consistent. 1235 o Validate the characters in labels to be looked up only to the 1236 extent of determining that the U-label does not contain 1237 "DISALLOWED" code points or code points that are unassigned in its 1238 version of Unicode. 1240 o Validate the label itself for conformance with a small number of 1241 whole-label rules. In particular, it must verify that 1243 * there are no leading combining marks, 1244 * the "bidi" conditions are met if right to left characters 1245 appear, 1247 * any required contextual rules are available, and 1249 * any contextual rules that are associated with Joiner Controls 1250 (and "CONTEXTJ" characters more generally) are tested. 1252 o Do not reject labels based on other contextual rules about 1253 characters, including mixed-script label prohibitions. Such rules 1254 may be used to influence presentation decisions in the user 1255 interface, but not to avoid looking up domain names. 1257 To further clarify the rules about handling characters that require 1258 contextual rules, note that one can have a context-required character 1259 (i.e., one that requires a rule), but no rule. In that case, the 1260 character is treated the same way DISALLOWED characters are treated, 1261 until and unless a rule is supplied. That state is more or less 1262 equivalent to "the idea of permitting this character is accepted in 1263 principle, but it won't be permitted in practice until consensus is 1264 reached on a safe way to use it". 1266 The ability to add a rule more or less exempts these characters from 1267 the prohibition against reclassifying characters from DISALLOWED to 1268 PVALID. 1270 And, obviously, "no rule" is different from "have a rule, but the 1271 test either succeeds or fails". 1273 Lookup applications that follow these rules, rather than having their 1274 own criteria for rejecting lookup attempts, are not sensitive to 1275 version incompatibilities with the particular zone registry 1276 associated with the domain name except for labels containing 1277 characters recently added to Unicode. 1279 An application or client that processes names according to this 1280 protocol and then resolves them in the DNS will be able to locate any 1281 name that is registered, as long as those registrations are valid 1282 under IDNA and its version of the IDNA tables is sufficiently up-to- 1283 date to interpret all of the characters in the label. Messages to 1284 users should distinguish between "label contains an unallocated code 1285 point" and other types of lookup failures. A failure on the basis of 1286 an old version of Unicode may lead the user to a desire to upgrade to 1287 a newer version, but will have no other ill effects (this is 1288 consistent with behavior in the transition to the DNS when some hosts 1289 could not yet handle some forms of names or record types). 1291 7.2. Changes in Character Interpretations 1293 In those scripts that make case distinctions, there are a few 1294 characters for which an obvious and unique upper case character has 1295 not historically been available to match a lower case one or vice 1296 versa. For those characters, the mappings used in constructing the 1297 Stringprep tables for IDNA2003, performed using the Unicode CaseFold 1298 operation (See Section 5.8 of the Unicode Standard [Unicode51]), 1299 generate different characters or sets of characters. Those 1300 operations are not reversible and lose even more information than 1301 traditional upper case or lower case transformations, but are more 1302 useful than those transformations for comparison purposes. Two 1303 notable characters of this type are the German character Eszett 1304 (Sharp S, U+00DF) and the Greek Final Form Sigma (U+03C2). The 1305 former is case-folded to the ASCII string "ss", the latter to a 1306 medial (Lower Case) Sigma (U+03C3). 1308 The decision to eliminate mandatory and standardized mappings, 1309 including case folding, from the IDNA2008 protocol in order to make 1310 A-labels and U-labels idempotent made these characters problematic. 1311 If they were to be disallowed, important words and mnemonics could 1312 not be written in orthographically reasonable ways. If they were to 1313 be permitted as distinct characters, there would be no information 1314 loss and registries would have more flexibility, but IDNA2003 and 1315 IDNA2008 lookups might result in different A-labels. 1317 With the understanding that there would be incompatibility either way 1318 but a judgment that the incompatibility was not significant enough to 1319 justify a prefix change, the WG concluded that Eszett and Final Form 1320 Sigma should be treated as distinct and Protocol-Valid characters. 1322 Registries, especially those maintaining zones for third parties, 1323 must decide how to introduce a new service in a way that does not 1324 create confusion or significantly weaken or invalidate existing 1325 identifiers. This is not a new problem; registries were faced with 1326 similar issues when IDNs were introduced and when other new forms of 1327 strings have been permitted as labels. 1329 There are several approaches to problems of this type. Without any 1330 preference or claim to completeness, some of these, all of which have 1331 been used by registries in the past for similar transitions, are: 1333 o Do not permit use of the newly-available character at the registry 1334 level. This might cause lookup failures if a domain name were to 1335 be written with the expectation of the IDNA2003 mapping behavior, 1336 but would eliminate any possibility of false matches. 1338 o Hold a "sunrise"-like arrangement in which holders of labels 1339 containing "ss" in the Eszett case or Lower Case Sigma are given 1340 priority (and perhaps other benefits) for registering the 1341 corresponding string containing Eszett or Final Sigma 1342 respectively. 1344 o Adopt some sort of "variant" approach in which registrants obtain 1345 labels with both character forms. 1347 o Adopt a different form of "variant" approach in which registration 1348 of additional names is either not permitted at all or permitted 1349 only by the registrant who already has one of the names. 1351 7.3. Character Mapping 1353 As discussed at length in Section 6, IDNA2003, via Nameprep (see 1354 Section 7.5), mapped many characters into related ones. Those 1355 mappings no longer exist as requirements in IDNA2008. These 1356 specifications strongly prefer that only A-labels or U-labels be used 1357 in protocol contexts and as much as practical more generally. 1358 IDNA2008 does anticipate situations in which some mapping at the time 1359 of user input into lookup applications is appropriate and desirable. 1360 The issues are discussed in Section 6 and specific recommendations 1361 are made in [IDNA2008-Mapping]. 1363 7.4. The Question of Prefix Changes 1365 The conditions that would have required a change in the IDNA ACE 1366 prefix ("xn--" for the version of IDNA specified in [RFC3490]) were 1367 of great concern to the community. A prefix change would have 1368 clearly been necessary if the algorithms were modified in a manner 1369 that would have created serious ambiguities during subsequent 1370 transition in registrations. This section summarizes the working 1371 group's conclusions about the conditions under which a change in the 1372 prefix would have been necessary and the implications of such a 1373 change. 1375 7.4.1. Conditions Requiring a Prefix Change 1377 An IDN prefix change would have been needed if a given string would 1378 be looked up or otherwise interpreted differently depending on the 1379 version of the protocol or tables being used. This IDNA upgrade 1380 would have required a prefix change if, and only if, one of the 1381 following four conditions were met: 1383 1. The conversion of an A-label to Unicode (i.e., a U-label) would 1384 have yielded one string under IDNA2003 (RFC3490) and a different 1385 string under IDNA2008. 1387 2. In a significant number of cases, an input string that was valid 1388 under IDNA2003 and also valid under IDNA2008 would have yielded 1389 two different A-labels with the different versions. This 1390 condition is believed to be essentially equivalent to the one 1391 above except for a very small number of edge cases that were not 1392 found to justify a prefix change (See Section 7.2). 1394 Note that if the input string was valid under one version and not 1395 valid under the other, this condition would not apply. See the 1396 first item in Section 7.4.2, below. 1398 3. A fundamental change was made to the semantics of the string that 1399 would be inserted in the DNS, e.g., if a decision were made to 1400 try to include language or script information in the encoding in 1401 addition to the string itself. 1403 4. A sufficiently large number of characters were added to Unicode 1404 so that the Punycode mechanism for block offsets would no longer 1405 reference the higher-numbered planes and blocks. This condition 1406 is unlikely even in the long term and certain not to arise in the 1407 next several years. 1409 7.4.2. Conditions Not Requiring a Prefix Change 1411 As a result of the principles described above, none of the following 1412 changes required a new prefix: 1414 1. Prohibition of some characters as input to IDNA. Such a 1415 prohibition might make names that were previously registered 1416 inaccessible, but did not change those names. 1418 2. Adjustments in IDNA tables or actions, including normalization 1419 definitions, that affected characters that were already invalid 1420 under IDNA2003. 1422 3. Changes in the style of the IDNA definition that did not alter 1423 the actions performed by IDNA. 1425 7.4.3. Implications of Prefix Changes 1427 While it might have been possible to make a prefix change, the costs 1428 of such a change are considerable. Registries could not have 1429 converted all IDNA2003 ("xn--") registrations to a new form at the 1430 same time and synchronize that change with applications supporting 1431 lookup. Unless all existing registrations were simply to be declared 1432 invalid (and perhaps even then) systems that needed to support both 1433 labels with old prefixes and labels with new ones would be required 1434 to first process a putative label under the IDNA2008 rules and try to 1435 look it up and then, if it were not found, would be required to 1436 process the label under IDNA2003 rules and look it up again. That 1437 process would probably have significantly slowed down all processing 1438 that involved IDNs in the DNS especially since a fully-qualified name 1439 might contain a mixture of labels that were registered with the old 1440 and new prefixes. That would have made DNS caching very difficult. 1441 In addition, looking up the same input string as two separate 1442 A-labels would have created some potential for confusion and attacks, 1443 since the labels could map to different targets and then resolve to 1444 different entries in the DNS. 1446 Consequently, a prefix change should have been, and was, avoided if 1447 at all possible, even if it means accepting some IDNA2003 decisions 1448 about character distinctions as irreversible and/or giving special 1449 treatment to edge cases. 1451 7.5. Stringprep Changes and Compatibility 1453 The Nameprep [RFC3491] specification, a key part of IDNA2003, is a 1454 profile of Stringprep [RFC3454]. While Nameprep is a Stringprep 1455 profile specific to IDNA, Stringprep is used by a number of other 1456 protocols. Were Stringprep to have been modified by IDNA2008, those 1457 changes to improve the handling of IDNs could cause problems for non- 1458 DNS uses, most notably if they affected identification and 1459 authentication protocols. Several elements of IDNA2008 give 1460 interpretations to strings prohibited under IDNA2003 or prohibit 1461 strings that IDNA2003 permitted. Those elements include the proposed 1462 new inclusion tables [IDNA2008-Tables], the reduction in the number 1463 of characters permitted as input for registration or lookup 1464 (Section 3), and even the proposed changes in handling of right to 1465 left strings [IDNA2008-Bidi]. IDNA2008 does not use Nameprep or 1466 Stringprep at all, so there are no side-effect changes to other 1467 protocols. 1469 It is particularly important to keep IDNA processing separate from 1470 processing for various security protocols because some of the 1471 constraints that are necessary for smooth and comprehensible use of 1472 IDNs may be unwanted or undesirable in other contexts. For example, 1473 the criteria for good passwords or passphrases are very different 1474 from those for desirable IDNs: passwords should be hard to guess, 1475 while domain names should normally be easily memorable. Similarly, 1476 internationalized SCSI identifiers and other protocol components are 1477 likely to have different requirements than IDNs. 1479 7.6. The Symbol Question 1481 One of the major differences between this specification and the 1482 original version of IDNA is that the original version permitted non- 1483 letter symbols of various sorts, including punctuation and line- 1484 drawing symbols, in the protocol. They were always discouraged in 1485 practice. In particular, both the "IESG Statement" about IDNA and 1486 all versions of the ICANN Guidelines specify that only language 1487 characters be used in labels. This specification disallows symbols 1488 entirely. There are several reasons for this, which include: 1490 1. As discussed elsewhere, the original IDNA specification assumed 1491 that as many Unicode characters as possible should be permitted, 1492 directly or via mapping to other characters, in IDNs. This 1493 specification operates on an inclusion model, extrapolating from 1494 the original "hostname" rules (LDH, see [IDNA2008-Defs]) -- which 1495 have served the Internet very well -- to a Unicode base rather 1496 than an ASCII base. 1498 2. Symbol names are more problematic than letters because there may 1499 be no general agreement on whether a particular glyph matches a 1500 symbol; there are no uniform conventions for naming; variations 1501 such as outline, solid, and shaded forms may or may not exist; 1502 and so on. As just one example, consider a "heart" symbol as it 1503 might appear in a logo that might be read as "I love...". While 1504 the user might read such a logo as "I love..." or "I heart...", 1505 considerable knowledge of the coding distinctions made in Unicode 1506 is needed to know that there is more than one "heart" character 1507 (e.g., U+2665, U+2661, and U+2765) and how to describe it. These 1508 issues are of particular importance if strings are expected to be 1509 understood or transcribed by the listener after being read out 1510 loud. 1512 3. Design of a screen reader used by blind Internet users who must 1513 listen to renderings of IDN domain names and possibly reproduce 1514 them on the keyboard becomes considerably more complicated when 1515 the names of characters are not obvious and intuitive to anyone 1516 familiar with the language in question. 1518 4. As a simplified example of this, assume one wanted to use a 1519 "heart" or "star" symbol in a label. This is problematic because 1520 those names are ambiguous in the Unicode system of naming (the 1521 actual Unicode names require far more qualification). A user or 1522 would-be registrant has no way to know -- absent careful study of 1523 the code tables -- whether it is ambiguous (e.g., where there are 1524 multiple "heart" characters) or not. Conversely, the user seeing 1525 the hypothetical label doesn't know whether to read it -- try to 1526 transmit it to a colleague by voice -- as "heart", as "love", as 1527 "black heart", or as any of the other examples below. 1529 5. The actual situation is even worse than this. There is no 1530 possible way for a normal, casual, user to tell the difference 1531 between the hearts of U+2665 and U+2765 and the stars of U+2606 1532 and U+2729 without somehow knowing to look for a distinction. We 1533 have a white heart (U+2661) and few black hearts. Consequently, 1534 describing a label as containing a heart is hopelessly ambiguous: 1535 we can only know that it contains one of several characters that 1536 look like hearts or have "heart" in their names. In cities where 1537 "Square" is a popular part of a location name, one might well 1538 want to use a square symbol in a label as well and there are far 1539 more squares of various flavors in Unicode than there are hearts 1540 or stars. 1542 The consequence of these ambiguities is that symbols are a very poor 1543 basis for reliable communication. Consistent with this conclusion, 1544 the Unicode standard recommends that strings used in identifiers not 1545 contain symbols or punctuation [Unicode-UAX31]. Of course, these 1546 difficulties with symbols do not arise with actual pictographic 1547 languages and scripts which would be treated like any other language 1548 characters; the two should not be confused. 1550 7.7. Migration Between Unicode Versions: Unassigned Code Points 1552 In IDNA2003, labels containing unassigned code points are looked up 1553 on the assumption that, if they appear in labels and can be mapped 1554 and then resolved, the relevant standards must have changed and the 1555 registry has properly allocated only assigned values. 1557 In the protocol described in these documents, strings containing 1558 unassigned code points must not be either looked up or registered. 1559 In summary, the status of an unassigned character with regard to the 1560 DISALLOWED, PROTOCOL-VALID, and CONTEXTUAL RULE REQUIRED categories 1561 cannot be evaluated until a character is actually assigned and known. 1562 There are several reasons for this, with the most important ones 1563 being: 1565 o Tests involving the context of characters (e.g., some characters 1566 being permitted only adjacent to others of specific types) and 1567 integrity tests on complete labels are needed. Unassigned code 1568 points cannot be permitted because one cannot determine whether 1569 particular code points will require contextual rules (and what 1570 those rules should be) before characters are assigned to them and 1571 the properties of those characters fully understood. 1573 o It cannot be known in advance, and with sufficient reliability, 1574 whether a newly-assigned code point will be associated with a 1575 character that would be disallowed by the rules in 1576 [IDNA2008-Tables] (such as a compatibility character). In 1577 IDNA2003, since there is no direct dependency on NFKC (many of the 1578 entries in Stringprep's tables are based on NFKC, but IDNA2003 1579 depends only on Stringprep), allocation of a compatibility 1580 character might produce some odd situations, but it would not be a 1581 problem. In IDNA2008, where compatibility characters are 1582 DISALLOWED unless character-specific exceptions are made, 1583 permitting strings containing unassigned characters to be looked 1584 up would violate the principle that characters in DISALLOWED are 1585 not looked up. 1587 o The Unicode Standard specifies that an unassigned code point 1588 normalizes (and, where relevant, case folds) to itself. If the 1589 code point is later assigned to a character, and particularly if 1590 the newly-assigned code point has a combining class that 1591 determines its placement relative to other combining characters, 1592 it could normalize to some other code point or sequence. 1594 It is possible to argue that the issues above are not important and 1595 that, as a consequence, it is better to retain the principle of 1596 looking up labels even if they contain unassigned characters because 1597 all of the important scripts and characters have been coded as of 1598 Unicode 5.1 and hence unassigned code points will be assigned only to 1599 obscure characters or archaic scripts. Unfortunately, that does not 1600 appear to be a safe assumption for at least two reasons. First, much 1601 the same claim of completeness has been made for earlier versions of 1602 Unicode. The reality is that a script that is obscure to much of the 1603 world may still be very important to those who use it. Cultural and 1604 linguistic preservation principles make it inappropriate to declare 1605 the script of no importance in IDNs. Second, we already have 1606 counterexamples in, e.g., the relationships associated with new Han 1607 characters being added (whether in the BMP or in Unicode Plane 2). 1609 Independent of the technical transition issues identified above, it 1610 can be observed that any addition of characters to an existing script 1611 to make it easier to use or to better accommodate particular 1612 languages may lead to transition issues. Such additions may change 1613 the preferred form for writing a particular string, changes that may 1614 be reflected, e.g., in keyboard transition modules that would 1615 necessarily be different from those for earlier versions of Unicode 1616 where the newer characters may not exist. This creates an inherent 1617 transition problem because attempts to access labels may use either 1618 the old or the new conventions, requiring registry action whether the 1619 older conventions were used in labels or not. The need to consider 1620 transition mechanisms is inherent to evolution of Unicode to better 1621 accommodate writing systems and is independent of how IDNs are 1622 represented in the DNS or how transitions among versions of those 1623 mechanisms occur. The requirement for transitions of this type is 1624 illustrated by the addition of Malayalam Chillu in Unicode 5.1.0. 1626 7.8. Other Compatibility Issues 1628 The 2003 IDNA model includes several odd artifacts of the context in 1629 which it was developed. Many, if not all, of these are potential 1630 avenues for exploits, especially if the registration process permits 1631 "source" names (names that have not been processed through IDNA and 1632 Nameprep) to be registered. As one example, since the character 1633 Eszett, used in German, is mapped by IDNA2003 into the sequence "ss" 1634 rather than being retained as itself or prohibited, a string 1635 containing that character but that is otherwise in ASCII is not 1636 really an IDN (in the U-label sense defined above) at all. After 1637 Nameprep maps the Eszett out, the result is an ASCII string and so 1638 does not get an xn-- prefix, but the string that can be displayed to 1639 a user appears to be an IDN. The newer version of the protocol 1640 eliminates this artifact. A character is either permitted as itself 1641 or it is prohibited; special cases that make sense only in a 1642 particular linguistic or cultural context can be dealt with as 1643 localization matters where appropriate. 1645 8. Name Server Considerations 1647 8.1. Processing Non-ASCII Strings 1649 Existing DNS servers do not know the IDNA rules for handling non- 1650 ASCII forms of IDNs, and therefore need to be shielded from them. 1651 All existing channels through which names can enter a DNS server 1652 database (for example, master files (as described in RFC 1034) and 1653 DNS update messages [RFC2136]) are IDN-unaware because they predate 1654 IDNA. Other sections of this document provide the needed shielding 1655 by ensuring that internationalized domain names entering DNS server 1656 databases through such channels have already been converted to their 1657 equivalent ASCII A-label forms. 1659 Because of the distinction made between the algorithms for 1660 Registration and Lookup in [IDNA2008-Protocol] (a domain name 1661 containing only ASCII codepoints cannot be converted to an A-label), 1662 there cannot be more than one A-label form for any given U-label. 1664 As specified in RFC 2181 [RFC2181], the DNS protocol explicitly 1665 allows domain labels to contain octets beyond the ASCII range 1666 (0000..007F), and this document does not change that. However, 1667 although the interpretation of octets 0080..00FF is well-defined in 1668 the DNS, many application protocols support only ASCII labels and 1669 there is no defined interpretation of these non-ASCII octets as 1670 characters and, in particular, no interpretation of case-independent 1671 matching for them (see, e.g., [RFC4343]). If labels containing these 1672 octets are returned to applications, unpredictable behavior could 1673 result. The A-label form, which cannot contain those characters, is 1674 the only standard representation for internationalized labels in the 1675 DNS protocol. 1677 8.2. Root and other DNS Server Considerations 1679 IDNs in A-label form will generally be somewhat longer than current 1680 domain names, so the bandwidth needed by the root servers is likely 1681 to go up by a small amount. Also, queries and responses for IDNs 1682 will probably be somewhat longer than typical queries historically, 1683 so EDNS0 [RFC2671] support may be more important (otherwise, queries 1684 and responses may be forced to go to TCP instead of UDP). 1686 9. Internationalization Considerations 1688 DNS labels and fully-qualified domain names provide mnemonics that 1689 assist in identifying and referring to resources on the Internet. 1690 IDNs expand the range of those mnemonics to include those based on 1691 languages and character sets other than Western European and Roman- 1692 derived ones. But domain "names" are not, in general, words in any 1693 language. The recommendations of the IETF policy on character sets 1694 and languages, (BCP 18 [RFC2277]) are applicable to situations in 1695 which language identification is used to provide language-specific 1696 contexts. The DNS is, by contrast, global and international and 1697 ultimately has nothing to do with languages. Adding languages (or 1698 similar context) to IDNs generally, or to DNS matching in particular, 1699 would imply context dependent matching in DNS, which would be a very 1700 significant change to the DNS protocol itself. It would also imply 1701 that users would need to identify the language associated with a 1702 particular label in order to look that label up. That knowledge is 1703 generally not available because many labels are not words in any 1704 language and some may be words in more than one. 1706 10. IANA Considerations 1708 This section gives an overview of IANA registries required for IDNA. 1709 The actual definitions of, and specifications for, the first two, 1710 which must be newly-created for IDNA2008, appear in 1711 [IDNA2008-Tables]. This document describes the registries but does 1712 not specify any IANA actions. 1714 10.1. IDNA Character Registry 1716 The distinction among the major categories "UNASSIGNED", 1717 "DISALLOWED", "PROTOCOL-VALID", and "CONTEXTUAL RULE REQUIRED" is 1718 made by special categories and rules that are integral elements of 1720 [IDNA2008-Tables]. While not normative, an IANA registry of 1721 characters and scripts and their categories, updated for each new 1722 version of Unicode and the characters it contains, will be convenient 1723 for programming and validation purposes. The details of this 1724 registry are specified in [IDNA2008-Tables]. 1726 10.2. IDNA Context Registry 1728 IANA will create and maintain a list of approved contextual rules for 1729 characters that are defined in the IDNA Character Registry list as 1730 requiring a Contextual Rule (i.e., the types of rule described in 1731 Section 3.1.2). The details for those rules appear in 1732 [IDNA2008-Tables]. 1734 10.3. IANA Repository of IDN Practices of TLDs 1736 This registry, historically described as the "IANA Language Character 1737 Set Registry" or "IANA Script Registry" (both somewhat misleading 1738 terms) is maintained by IANA at the request of ICANN. It is used to 1739 provide a central documentation repository of the IDN policies used 1740 by top level domain (TLD) registries who volunteer to contribute to 1741 it and is used in conjunction with ICANN Guidelines for IDN use. 1743 It is not an IETF-managed registry and, while the protocol changes 1744 specified here may call for some revisions to the tables, these 1745 specifications have no direct effect on that registry and no IANA 1746 action is required as a result. 1748 11. Security Considerations 1750 11.1. General Security Issues with IDNA 1752 This document is purely explanatory and informational and 1753 consequently introduces no new security issues. It would, of course, 1754 be a poor idea for someone to try to implement from it; such an 1755 attempt would almost certainly lead to interoperability problems and 1756 might lead to security ones. A discussion of security issues with 1757 IDNA, including some relevant history, appears in [IDNA2008-Defs]. 1759 12. Acknowledgments 1761 The editor and contributors would like to express their thanks to 1762 those who contributed significant early (pre-WG) review comments, 1763 sometimes accompanied by text, Paul Hoffman, Simon Josefsson, and Sam 1764 Weiler. In addition, some specific ideas were incorporated from 1765 suggestions, text, or comments about sections that were unclear 1766 supplied by Vint Cerf, Frank Ellerman, Michael Everson, Asmus 1767 Freytag, Erik van der Poel, Michel Suignard, and Ken Whistler. 1768 Thanks are also due to Vint Cerf, Lisa Dusseault, Debbie Garside, and 1769 Jefsey Morfin for conversations that led to considerable improvements 1770 in the content of this document and to several others, including Ben 1771 Campbell, Martin Duerst, Subramanian Moonesamy, Peter Saint-Andre, 1772 and Dan Winship, for catching specific errors and recommending 1773 corrections. 1775 A meeting was held on 30 January 2008 to attempt to reconcile 1776 differences in perspective and terminology about this set of 1777 specifications between the design team and members of the Unicode 1778 Technical Consortium. The discussions at and subsequent to that 1779 meeting were very helpful in focusing the issues and in refining the 1780 specifications. The active participants at that meeting were (in 1781 alphabetic order as usual) Harald Alvestrand, Vint Cerf, Tina Dam, 1782 Mark Davis, Lisa Dusseault, Patrik Faltstrom (by telephone), Cary 1783 Karp, John Klensin, Warren Kumari, Lisa Moore, Erik van der Poel, 1784 Michel Suignard, and Ken Whistler. We express our thanks to Google 1785 for support of that meeting and to the participants for their 1786 contributions. 1788 Useful comments and text on the WG versions of the draft were 1789 received from many participants in the IETF "IDNABIS" WG and a number 1790 of document changes resulted from mailing list discussions made by 1791 that group. Marcos Sanz provided specific analysis and suggestions 1792 that were exceptionally helpful in refining the text, as did Vint 1793 Cerf, Martin Duerst, Andrew Sullivan, and Ken Whistler. Lisa 1794 Dusseault provided extensive editorial suggestions during the spring 1795 of 2009, most of which were incorporated. 1797 13. Contributors 1799 While the listed editor held the pen, the core of this document and 1800 the initial WG version represents the joint work and conclusions of 1801 an ad hoc design team consisting of the editor and, in alphabetic 1802 order, Harald Alvestrand, Tina Dam, Patrik Faltstrom, and Cary Karp. 1803 Considerable material describing mapping principles has been 1804 incorporated from a draft of [IDNA2008-Mapping] by Pete Resnick and 1805 Paul Hoffman. In addition, there were many specific contributions 1806 and helpful comments from those listed in the Acknowledgments section 1807 and others who have contributed to the development and use of the 1808 IDNA protocols. 1810 14. References 1811 14.1. Normative References 1813 [ASCII] American National Standards Institute (formerly United 1814 States of America Standards Institute), "USA Code for 1815 Information Interchange", ANSI X3.4-1968, 1968. 1817 ANSI X3.4-1968 has been replaced by newer versions with 1818 slight modifications, but the 1968 version remains 1819 definitive for the Internet. 1821 [IDNA2008-Bidi] 1822 Alvestrand, H. and C. Karp, "An updated IDNA criterion for 1823 right to left scripts", August 2009, . 1826 [IDNA2008-Defs] 1827 Klensin, J., "Internationalized Domain Names for 1828 Applications (IDNA): Definitions and Document Framework", 1829 August 2009, . 1832 [IDNA2008-Protocol] 1833 Klensin, J., "Internationalized Domain Names in 1834 Applications (IDNA): Protocol", August 2009, . 1837 [IDNA2008-Tables] 1838 Faltstrom, P., "The Unicode Code Points and IDNA", 1839 August 2009, . 1842 A version of this document is available in HTML format at 1843 http://stupid.domain.name/idnabis/ 1844 draft-ietf-idnabis-tables-06.html 1846 [RFC3490] Faltstrom, P., Hoffman, P., and A. Costello, 1847 "Internationalizing Domain Names in Applications (IDNA)", 1848 RFC 3490, March 2003. 1850 [RFC3492] Costello, A., "Punycode: A Bootstring encoding of Unicode 1851 for Internationalized Domain Names in Applications 1852 (IDNA)", RFC 3492, March 2003. 1854 [Unicode-UAX15] 1855 The Unicode Consortium, "Unicode Standard Annex #15: 1856 Unicode Normalization Forms", March 2008, 1857 . 1859 [Unicode51] 1860 The Unicode Consortium, "The Unicode Standard, Version 1861 5.1.0", 2008. 1863 defined by: The Unicode Standard, Version 5.0, Boston, MA, 1864 Addison-Wesley, 2007, ISBN 0-321-48091-0, as amended by 1865 Unicode 5.1.0 1866 (http://www.unicode.org/versions/Unicode5.1.0/). 1868 14.2. Informative References 1870 [BIG5] Institute for Information Industry of Taiwan, "Computer 1871 Chinese Glyph and Character Code Mapping Table, Technical 1872 Report C-26", 1984. 1874 There are several forms and variations and a closely- 1875 related standard, CNS 11643. See the discussion in 1876 Chapter 3 of Lunde, K., CJKV Information Processing, 1877 O'Reilly & Associates, 1999 1879 [GB18030] "Chinese National Standard GB 18030-2000: Information 1880 Technology -- Chinese ideograms coded character set for 1881 information interchange -- Extension for the basic set.", 1882 2000. 1884 [IDNA2008-Mapping] 1885 Resnick, P., "Mapping Characters in IDNA", August 2009, . 1889 [RFC0810] Feinler, E., Harrenstien, K., Su, Z., and V. White, "DoD 1890 Internet host table specification", RFC 810, March 1982. 1892 [RFC0952] Harrenstien, K., Stahl, M., and E. Feinler, "DoD Internet 1893 host table specification", RFC 952, October 1985. 1895 [RFC1034] Mockapetris, P., "Domain names - concepts and facilities", 1896 STD 13, RFC 1034, November 1987. 1898 [RFC1035] Mockapetris, P., "Domain names - implementation and 1899 specification", STD 13, RFC 1035, November 1987. 1901 [RFC1123] Braden, R., "Requirements for Internet Hosts - Application 1902 and Support", STD 3, RFC 1123, October 1989. 1904 [RFC2136] Vixie, P., Thomson, S., Rekhter, Y., and J. Bound, 1905 "Dynamic Updates in the Domain Name System (DNS UPDATE)", 1906 RFC 2136, April 1997. 1908 [RFC2181] Elz, R. and R. Bush, "Clarifications to the DNS 1909 Specification", RFC 2181, July 1997. 1911 [RFC2277] Alvestrand, H., "IETF Policy on Character Sets and 1912 Languages", BCP 18, RFC 2277, January 1998. 1914 [RFC2671] Vixie, P., "Extension Mechanisms for DNS (EDNS0)", 1915 RFC 2671, August 1999. 1917 [RFC2673] Crawford, M., "Binary Labels in the Domain Name System", 1918 RFC 2673, August 1999. 1920 [RFC2782] Gulbrandsen, A., Vixie, P., and L. Esibov, "A DNS RR for 1921 specifying the location of services (DNS SRV)", RFC 2782, 1922 February 2000. 1924 [RFC3454] Hoffman, P. and M. Blanchet, "Preparation of 1925 Internationalized Strings ("stringprep")", RFC 3454, 1926 December 2002. 1928 [RFC3491] Hoffman, P. and M. Blanchet, "Nameprep: A Stringprep 1929 Profile for Internationalized Domain Names (IDN)", 1930 RFC 3491, March 2003. 1932 [RFC3743] Konishi, K., Huang, K., Qian, H., and Y. Ko, "Joint 1933 Engineering Team (JET) Guidelines for Internationalized 1934 Domain Names (IDN) Registration and Administration for 1935 Chinese, Japanese, and Korean", RFC 3743, April 2004. 1937 [RFC3987] Duerst, M. and M. Suignard, "Internationalized Resource 1938 Identifiers (IRIs)", RFC 3987, January 2005. 1940 [RFC4290] Klensin, J., "Suggested Practices for Registration of 1941 Internationalized Domain Names (IDN)", RFC 4290, 1942 December 2005. 1944 [RFC4343] Eastlake, D., "Domain Name System (DNS) Case Insensitivity 1945 Clarification", RFC 4343, January 2006. 1947 [RFC4690] Klensin, J., Faltstrom, P., Karp, C., and IAB, "Review and 1948 Recommendations for Internationalized Domain Names 1949 (IDNs)", RFC 4690, September 2006. 1951 [RFC4713] Lee, X., Mao, W., Chen, E., Hsu, N., and J. Klensin, 1952 "Registration and Administration Recommendations for 1953 Chinese Domain Names", RFC 4713, October 2006. 1955 [Unicode-Security] 1956 The Unicode Consortium, "Unicode Technical Standard #39: 1957 Unicode Security Mechanisms", August 2008, 1958 . 1960 [Unicode-UAX31] 1961 The Unicode Consortium, "Unicode Standard Annex #31: 1962 Unicode Identifier and Pattern Syntax", March 2008, 1963 . 1965 [Unicode-UTR36] 1966 The Unicode Consortium, "Unicode Technical Report #36: 1967 Unicode Security Considerations", July 2008, 1968 . 1970 Appendix A. Change Log 1972 [[ RFC Editor: Please remove this appendix. ]] 1974 A.1. Changes between Version -00 and Version -01 of 1975 draft-ietf-idnabis-rationale 1977 o Clarified the U-label definition to note that U-labels must 1978 contain at least one non-ASCII character. Also clarified the 1979 relationship among label types. 1981 o Rewrote the discussion of Labels in Registration (Section 7.1.2) 1982 and related text about IDNA-validity (in the "Defs" document as of 1983 -04 of this one) to narrow its focus and remove more general 1984 restrictions. Added a temporary note in line to explain the 1985 situation. 1987 o Changed the "IDNA uses Unicode" statement to focus on 1988 compatibility with IDNA2003 and avoid more general or 1989 controversial assertions. 1991 o Added a discussion of examples to Section 7.1 1993 o Made a number of other small editorial changes and corrections 1994 suggested by Mark Davis. 1996 o Added several more discussion anchors and notes and expanded or 1997 updated some existing ones. 1999 A.2. Version -02 2001 o Trimmed change log, removing information about pre-WG drafts. 2003 o Adjusted discussion of Contextual Rules to match the new location 2004 of the tables and some conceptual material. 2006 o Rewrote the material on preprocessing somewhat. 2008 o Moved the material about relationships with IDNA2003 to be part of 2009 a single section on transitions. 2011 o Removed several placeholders and made editorial changes in 2012 accordance with decisions made at IETF 72 in Dublin and not 2013 disputed on the mailing list. 2015 A.3. Version -03 2017 This special update to the Rationale document is intended to try to 2018 get the discussion of what is normative or not under control. While 2019 the IETF does not normally annotate individual sections of documents 2020 with whether they are normative or not, concerns that we don't know 2021 which is which, claims that some material is normative that would be 2022 problematic if so classified, etc., argue that we should at least be 2023 able to have a clear discussion on the subject. 2025 Two annotations have been applied to sections that might reasonably 2026 be considered normative. One annotation is based on the list of 2027 sections in Mark Davis's note of 29 September (http:// 2028 www.alvestrand.no/pipermail/idna-update/2008-September/002667.html). 2029 The other is based on an elaboration of John Klensin's response on 7 2030 October (http://www.alvestrand.no/pipermail/idna-update/2008-October/ 2031 002691.html). These should just be considered two suggestions to 2032 illuminate and, one hopes, advance the Working Group's discussions. 2034 Some additional editorial changes have been made, but they are 2035 basically trivial. In the editor's judgment, it is not possible to 2036 make significantly more progress with this document until the matter 2037 of document organization is settled. 2039 A.4. Version -04 2041 o Definitional and other normative material moved to new document 2042 (draft-ietf-idnabis-defs). Version -03 annotations removed. 2044 o Material on differences between IDNA2003 and IDNA2008 moved to an 2045 appendix in Protocol. 2047 o Material left over from the origins of this document as a 2048 preliminary proposal has been removed or rewritten. 2050 o Changes made to reflect consensus call results, including removing 2051 several placeholder notes for discussion. 2053 o Added more material, including discussion of historic scripts, to 2054 Section 3.2 on registration policies. 2056 o Added a new section (Section 7.2) to contain specific discussion 2057 of handling of characters that are interpreted differently in 2058 input to IDNA2003 and 2008. 2060 o Some material, including this section/appendix, rearranged. 2062 A.5. Version -05 2064 o Many small editorial changes, including changes to eliminate the 2065 last vestiges of what appeared to be 2119 language (upper-case 2066 MUST, SHOULD, or MAY) and small adjustments to terminology. 2068 A.6. Version -06 2070 o Removed Security Considerations material and pointed to Defs, 2071 where it now appears as of version 05. 2073 o Started changing uses of "IDNA2008" in running text to "in these 2074 specifications" or the equivalent. These documents are titled 2075 simply "IDNA"; once they are standardized, "the current version" 2076 may be a more appropriate reference than one containing a year. 2077 As discussed on the mailing list, we can and should discuss how to 2078 refer to these documents at an appropriate time (e.g., when we 2079 know when we will be finished) but, in the interim, it seems 2080 appropriate to simply start getting rid of the version-specific 2081 terminology where it can naturally be removed. 2083 o Additional discussion of mappings, etc., especially for case- 2084 sensitivity. 2086 o Clarified relationship to base DNS specifications. 2088 o Consolidated discussion of lookup of unassigned characters. 2090 o More editorial fine-tuning. 2092 A.7. Version -07 2094 o Revised terminology by adding terms: NR-LDH-label, Invalid-A-label 2095 (or False-A-label), R-LDH-label, valid IDNA-label in 2096 Section 1.3.2. 2098 o Moved the "name server considerations" material to this document 2099 from Protocol because it is non-normative and not part of the 2100 protocol itself. 2102 o To improve clarity, redid discussion of the reasons why looking up 2103 unassigned code points is prohibited. 2105 o Editorial and other non-substantive corrections to reflect earlier 2106 errors as well as new definitions and terminology. 2108 A.8. Version -08 2110 o Slight revision to "contextual" discussion (Section 3.1.2) and 2111 moving it to a separate subsection, rather than under "PVALID", 2112 for better parallelism with Tables. Also reflected Mark's 2113 comments about the limitations of the approach. 2115 o Added placeholder notes as reminders of where references to the 2116 other documents need Section numbers. More of these will be added 2117 as needed (feel free to identify relevant places), but the actual 2118 section numbers will not be inserted until the documents are 2119 completely stable, i.e., on their way to the RFC Editor. 2121 A.9. Version -09 2123 o Small editorial changes to clarify transition possibilities. 2125 o Small clarification to the description of DNS "exact match". 2127 o Added discussion of adding characters to an existing script to the 2128 discussion of unassigned code point transitions in Section 7.7. 2130 o Tightened up the discussion of non-ASCII string processing 2131 (Section 8.1) slightly. 2133 o Removed some placeholders and comments that have been around long 2134 enough to be considered acceptable or that no longer seem 2135 necessary for other reasons. 2137 A.10. Version -10 2139 o Extensive editorial improvements, mostly due to suggestions from 2140 Lisa Dusseault. 2142 o Changes required for the new "mapping" approach and document have, 2143 in general, not been incorporated despite several suggestions. 2144 The editor intends to wait until the mapping model is stable, or 2145 at least until -11 of this document, before trying to incorporate 2146 those suggestions. 2148 A.11. Version -11 2150 o Several placeholders for additional material or editing have been 2151 removed since no comments have been received. 2153 o Updated references. 2155 o Corrected an apparent patching error in Section 1.6 and another 2156 one in Section 4.3. 2158 o Adjusted several sections that had not properly reflected removal 2159 of the material that is now in the Definitions document and 2160 removed an unnecessary one. 2162 o New material added to Section 3.2 about registration policy issues 2163 to reflect discussions on the mailing list. 2165 o Incorporated mapping material from the former "Architectural 2166 Principles" of version -01 of the Mapping draft into Section 6 and 2167 removed most of the prior mapping material and explanations. 2169 o Eliminated the former Section 7.3 ("More Flexibility in User 2170 Agents"), moving its material into Section 4.2. The replacement 2171 section is basically a placeholder to retain the mapping issues as 2172 one of the migration topics. Note that this item and the previous 2173 one involve considerable text, so people should check things 2174 carefully. 2176 o Corrected several typographical and editorial errors that don't 2177 fall into any of the above categories. 2179 A.12. Version -12 2181 o Got rid of the term "IDNA-valid". It no longer appears in 2182 Definitions and we didn't really need the extra term. Where the 2183 concept was needed, the text now says "valid under IDNA" or 2184 equivalent. 2186 o Adjusted Acknowledgments to remove Mark Davis's name, per his 2187 request and advice from IETF Trust Counsel. 2189 o Incorporated other changes from WG Last Call. 2191 o Small typographical and editorial corrections. 2193 A.13. Version -13 2195 o Substituted in Section numbers to references to other IDNA2008 2196 documents. 2198 A.14. Version -14 2200 A.15. Version -14 2202 This is the version of the document produced to reflect comments on 2203 IETF Last Call. For the convenience of those who made comments and 2204 of the IESG in evaluating them, this section therefore identifies 2205 non-editorial changes made in response to Last Call comments in 2206 somewhat more detail than may be usual. 2208 o Removed the discussion of DNSSEC after extensive discussion on the 2209 IETF and IDNABIS lists. 2211 o Modified the discussion of prefix changes to make it clear that 2212 the decisions have been made, rather than still representing open 2213 issues. (Dan Winship review, 20091013) 2215 o Suggested explicit identification of domain name slots in 2216 protocols that use IDNA. Peter Saint-Andre, 20091019. 2218 o Several other clarifications as suggested by Peter Saint-Andre, 2219 20091019. 2221 o Several minor editorial corrections per suggestions in Ben 2222 Campbell's Gen-ART review 20091013. 2224 o Typo corrections. 2226 Author's Address 2228 John C Klensin 2229 1770 Massachusetts Ave, Ste 322 2230 Cambridge, MA 02140 2231 USA 2233 Phone: +1 617 245 1457 2234 Email: john+ietf@jck.com